Senior Analyst, Compliance (Chicago)

Compliance Team Member

The Compliance team is a critical part of Antares, and we are looking for a motivated and energetic individual to join our team. This person will work as part of a 7-person Compliance team, reporting directly to the Vice President, Senior Compliance Manager. This is a unique opportunity for someone to touch on all aspects of the compliance program, while also having exposure to senior management. The specific responsibilities include administration of the firm's Code of Ethics, including employee personal trading, participation in internal audits and risk assessments, overseeing electronic communications review and working to improve various compliance policies, procedures, and programs.

Responsibilities :

• Administer the firm's Code of Ethics to ensure that employee activities are aligned with regulatory rules and requirements.
• Provide oversight of personal trading, including onboarding and offboarding employee personal trading accounts and exception resolution in MyComplianceOffice.
• Facilitate the onboarding of new hires and their registration in various compliance systems.
• Participate in quarterly forensic testing of various policies and procedures. Complete annual policy assessments.
• Analyze and approve employee requests such as outside business activities and gifts and entertainment.
• Approve and monitor expert network calls using external vendors.
• Administer the training program using QuestCE. This includes Annual Compliance Training, AML training and the occasional ad-hoc training.
• Assist in the preparation of required regulatory filings.
• Perform other compliance-related responsibilities and special projects as needed.

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The Fine Print :

Antares is an Equal Opportunity Employer. Employment decisions are made without regard to race, color, religion, national or ethnic origin, sex, sexual orientation, gender identity or expression, age, disability, protected veteran status or other characteristics protected by law.

Salary Range : $120,000 - $135,000