Senior Compliance Associate, Policies & Procedures (Jersey City)

Senior Compliance Associate, Policies & Procedures

Join to apply for the Senior Compliance Associate, Policies & Procedures role at Lord Abbett & Co. LLC .

The Senior Compliance Associate, Policies and Procedures will work closely with business counterparts to develop and maintain compliance policies and procedures for Lord Abbett. The successful candidate will have a clear, concise writing style, plus excellent research, interpersonal and communication skills. Candidates may be asked to provide a writing sample.

Responsibilities

• Develop, review, and enhance policies and procedures in accordance with the Investment Company Act, the Investment Advisers Act and other applicable regulations, ensuring alignment with regulatory requirements and industry best practices.
• Coordinate and communicate with key stakeholders across the firm in connection with the development and / or maintenance of compliance policies.
• Track, monitor and analyze regulatory changes and updates related to the Investment Company Act and the Investment Advisers Act.
• Coordinate and prepare the Global Chief Compliance Officers reports for Boards, management and regulatory authorities, as required.
• Develop and coordinate the distribution of compliance communications.
• Work on ad hoc projects and other initiatives as needed.

Qualifications

About Lord Abbett

Lord Abbett is a leading global independent, privately held investment management company. We are active managers and invest where we believe we have a repeatable edge and can deliver alpha for our clients. Our vision is to be the most respected asset manager in the world, admired for our people, our performance, our relationships, and our organizational agility.

We are guided by three pillars of our culture : Principles-Based, Performance-Oriented, and Purpose-Driven. We empower our leaders to create an environment of trust, strive for excellence, responsibility, transparency and collaboration, and put our clients interests first. We have been recognized for our work culture and performance by industry rankings and awards.

Equal Employment Opportunity

Lord Abbett is an equal employment opportunity employer. We are committed to providing equal employment opportunities to all qualified individuals without regard to legally protected characteristics. All employment decisions are based on the applicants relevant experience, skills and qualifications.

Other

Important notices : Submissions from search firms are not solicited unless a written agreement is in place. For details, please refer to our internal policies.

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