VP - Senior Compliance Officer

VP - Senior Compliance Officer

The VP Senior Compliance Officer (SCO) is responsible for assisting in the coordination of the development, implementation, and administration of the Branch's Compliance Program, including the Financial Crime and Sanctions framework, as well as all aspects of the regulatory compliance monitoring program for FAB USA. Along with the Head of Compliance (and BSA Officer), the VP SCO is required to have oversight over the FAB US Financial Crime, Sanctions and Anti Bribery and Corruption programs, as well as the Corporate Governance framework of the Branch.

The SCO reports to the Head of Compliance USA and is considered a "management level" key resource of the USA Compliance team. The SCO will oversee all aspects of Financial Crime, Anti-Money Laundering (AML), Countering the Financing of Terrorism (CFT), Anti-Bribery and Corruption (ABC), and Sanctions compliance. Moreover, the SCO is also expected to support the Head of Compliance USA in all areas of Compliance and Corporate Governance of the Branch.

Governance

• In conjunction with the Head of Compliance USA and Group Head of Compliance, manage the comprehensive financial crime compliance framework and assist in Corporate Governance related activities
• A core member of the in-country Compliance Committee and provide regular insight on Branch's status on ongoing tasks, projects and initiatives.

Strategy Development and Implementation

Leadership

Policies, Systems, Processes & Procedures

Compliance Framework

Regulatory Requests

Systems and Special Projects

Reporting

Others

Qualifications

The minimum qualification is a Bachelor's Degree or higher in Business Administration, Banking or Finance. Certification in compliance, such as CAMS, is highly preferred. Strong analytical, interpersonal, communication and facilitation skills are required. The candidate should be proactive, with the ability to generate ideas, think creatively and develop innovative solutions. Discretion and a sense of integrity are essential, as well as the ability to handle highly sensitive information with absolute confidentiality.

Minimum experience required is at least 7 years of banking or related finance experience, with demonstrated proficient knowledge of US regulations, including but not limited to, the Bank Secrecy Act (BSA), USA Patriot Act, and OFAC Sanctions programs.