Principal, Assistant General Counsel

Join to apply for the Principal, Assistant General Counsel role at The Options Clearing Corporation (OCC)

THIS POSITION IS NOT ELIGIBLE FOR VISA SPONSORSHIP

Responsibilities

• Provide legal and regulatory support to business partners including, but not limited to, drafting rule filing assessments and rule filings, legal memoranda, and other documents; reviewing documents to help ensure accuracy, consistency, and overall quality; and other necessary actions to provide thorough legal advice to business partners.
• Act as subject matter expert for the legal function by providing specialized legal and regulatory advice to internal stakeholders on a variety of matters, including areas of regulations applicable to financial risk management, new products, membership standards, disclosures, and other regulatory matters relevant to central counterparties that are systemically important financial market utilities.
• Participate in internal working and other governance groups to provide regulatory and general corporate governance advice; take notes to document working group proceedings as needed.
• Interpret and advise internal stakeholders on OCC’s By-Laws and Rules, and any policies and procedures promulgated thereunder; advise internal stakeholders on regulatory and legal matters related to federal securities and commodities laws promulgated by the SEC, CFTC, the Board of Governors of the Federal Reserve System, and the Financial Stability Oversight Council.
• Assist with management of relationships with internal and external stakeholders including senior management, Board of Directors, and regulators, including the SEC, the CFTC, and the Board of Governors of the Federal Reserve System, as necessary.
• Assist in ensuring business initiatives are in compliance with current and proposed regulatory requirements.
• Assist with the supervision of, and work closely with, outside counsel, as appropriate.
• Perform other duties as required.

Supervisory Responsibilities

Qualifications

Technical Skills

Education and / or Experience

Certificates or Licenses

About Us

The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC), the U.S. Commodity Futures Trading Commission (CFTC), and the Board of Governors of the Federal Reserve System. OCC has more than 100 clearing members and provides central counterparty (CCP) clearing and settlement services to 19 exchanges and trading platforms. More information about OCC is available at www.theocc.com.

Benefits

Visit https : / / www.theocc.com / careers / thriving-together for more information.

Compensation

Salary Range

$187,700.00 - $261,700.00

Incentive Range

23% to 30%

This position is eligible for an annual discretionary incentive compensation award, for which the target range is listed above. The amount of such award, if any, will be based on various factors, including without limitation, both individual and company performance.

Step 1 : When you find a position you're interested in, click the Apply button. Please complete the application and attach your resume.

Step 2 : You will receive an email notification to confirm that we've received your application.

Step 3 : If you are called in for an interview, a representative from OCC will contact you to set up a date, time, and location.

For more information about OCC, please click here.

OCC is an Equal Opportunity Employer

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