Entry Level Compliance AnalystVirtualVocations • Garden Grove, California, United States
Entry Level Compliance Analyst
VirtualVocations • Garden Grove, California, United States
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A company is looking for an Entry Level Compliance Analyst.
Key Responsibilities
Conduct compliance monitoring for potential rule violations and concerning activities
Perform investigations into potential violations of Exchange rules and CFTC regulations
Support the Chief Compliance Officer and senior compliance staff in audit and regulatory requests
Required Qualifications
Bachelor's degree in Finance, Economics, or Business, or equivalent work experience
Minimum 1-3 years in Compliance in financial services or equivalent experience
Working knowledge of CFTC Regulations for Designated Contract Markets and Derivatives Clearing Organizations
Intermediate experience with MS Outlook, MS Word, and MS Excel
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Compliance Analyst • Garden Grove, California, United States
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