Compliance Analyst I

Job Description

Job Description

Description : Compliance Analyst I

Gilbert, AZ

Hybrid options available.

MUST HAVE : Compliance Testing experience.

MUST HAVE : 1 to 3 years of regulatory banking compliance, consulting, or audit experience.

MUST HAVE : Working knowledge of applicable banking laws and regulations.

MUST HAVE : Driven, self-starter who is seeking professional development.

Salary : $45k-$50k depending on knowledge, skills, abilities, experience, and location.

Sunflower Bank, NA is looking for an energetic, highly motivated individual to fill the position of a full-time Compliance Analyst I at our Gilbert, AZ location.

The Compliance Analyst I supports the bank with the development, implementation, and maintenance of the Compliance Management Testing Program as directed by Compliance Management. Responsibilities include creating, executing, assessing, and reporting on the overall Compliance Program within the Bank. This includes but is not limited to compliance assessments with a focus on rules and regulations, policies and procedures, product reviews, monitoring and business control activities, corrective actions, and complaint management as well as the tracking and reporting of such activities.

Other responsibilities include providing support to the Compliance Department during audits, examinations, and other engagements by participating in audit, compliance and regulatory exam preparation and response activities.

Primary Responsibilities

• Develop and execute comprehensive Test Plans to assess adherence to internal policy and external Laws, Rules, and Regulations.
• Develop and execute monitoring reviews and tests of controls to evaluate the compliance of the key controls in accord with the testing methodology.
• Assist in addressing consumer complaints, remediating regulatory and non-regulatory issues, and implementing corrective action plans.
• Assist in supporting issues management processes including timely and accurate updates, tracking, and assisting with management reporting.
• Assist with the coordination of the collection of materials including the tracking and reporting of issues related to regulatory exams and internal audits.
• Assist in reviews of forms, standardized documents, and marketing material.
• Assist in the preparation of Compliance related management reports.
• Assist in the development of and review Bank compliance within new and existing policies and procedures.
• Perform the job in accordance with applicable industry laws and regulations as well as the policies and procedures established by the Company.
• Complete assigned training in a timely manner.
• Perform other duties as assigned.

Education / Experience

Sunflower Bank Benefits

Employees enjoy outstanding benefits, including :

401(k) Plan with 6% Match

Health / Dental / Vision Insurance

Company-paid Life Insurance

Tuition Reimbursement

Fitness Reimbursement

Paid Time Off

Volunteer Leave

Paid Holidays

Plus many more employee perks & incentives!

People choose to “bank” with us, but for those we serve, we’re more than a bank. We strive to be the financial backbone of their lives and we know that starts with our team.

If you qualify, apply online at www.sunflowerbank.com / careers.

You’ve never worked anyplace like Sunflower Bank!

EOE / AA : Minorities / Females / Disabled / Vets

Open until filled; early application encouraged. This vacancy announcement may be used to fill similar positions within 90 days.

If you are a California resident, you may be entitled to certain rights regarding your personal information, which is information that identifies, relates to, or could reasonably be linked with a particular California resident or household. Additional information about our data collection practices and location specific notices is available on our privacy policy.

Requirements :