FINRA Licensed Compliance ConsultantVirtualVocations • Sioux Falls, South Dakota, United States
FINRA Licensed Compliance Consultant
VirtualVocations • Sioux Falls, South Dakota, United States
job_description.job_card.variable_days_ago
serp_jobs.job_preview.job_type
- serp_jobs.job_card.full_time
job_description.job_card.job_description
A company is looking for a Compliance Consultant to support broker-dealer and registered investment adviser operations.
Key Responsibilities
Conduct and document marketing and advertising reviews for compliance
Provide regulatory guidance and training to business partners regarding marketing materials
Assist with compliance training programs, regulatory filings, and risk assessments
Required Qualifications
FINRA Series 7 & 24 required
3-5 years of financial services experience with a Broker Dealer and / or SEC registered investment advisor
2+ years of experience reviewing marketing and advertising materials
Experience drafting compliance policies and procedures
College degree preferred
serp_jobs.job_alerts.create_a_job
Compliance Consultant • Sioux Falls, South Dakota, United States
Job_description.internal_linking.related_jobs
At Central Payments, compliance is at the heart of everything we do.This is a great opportunity for someone early in their compliance career to gain hands-on experience, work alongside seasoned pro...serp_jobs.internal_linking.show_more
Fraud & Billing Dispute Specialist.Working at Citi is far more than just a job.A career with us means joining a team of more than 230,000 dedicated people from around the globe.At Citi, you'll have...serp_jobs.internal_linking.show_more Fraud And Billing Dispute Specialist.Working at Citi is far more than just a job.A career with us means joining a team of more than 230,000 dedicated people from around the globe.At Citi, you'll ha...serp_jobs.internal_linking.show_more At Central Payments, we build partnerships that drive innovation while ensuring security, compliance, and trust at every step.
If you enjoy connecting dots across teams, analyzing risk, and supporti...serp_jobs.internal_linking.show_more 
Nationwide Therapy Group is seeking a LPN / LVN for a travel job in Flandreau, South Dakota.Job Description & Requirements.
About Nationwide Therapy Group.NTG is a proud partner with healthcare ...serp_jobs.internal_linking.show_more
VP Enterprise Compliance (Hybrid).US-SD-Sioux Falls | US-DE-Wilmington.This position is available as a hybrid position in our Wilmington, DE or Sioux Falls, SD office.
Manages and administers the ba...serp_jobs.internal_linking.show_more Third Party Risk Analyst I (Hybrid).After the initial training period, this is a hybrid role, working onsite in our Sioux Falls, SD office.
Tracks and processes third and fourth party relationships ...serp_jobs.internal_linking.show_more VP Payments Compliance (Hybrid).US-DE-Wilmington | US-SD-Sioux Falls.After the initial training period, this is a hybrid role, working onsite in either our Wilmington, DE or Sioux Falls, SD office....serp_jobs.internal_linking.show_more 
As a Consulting Actuary at our healthcare organization, you will play a pivotal role in shaping the future of care delivery through data-driven insights and strategic actuarial expertise.You'll lea...serp_jobs.internal_linking.show_more
Sanford Health is one of the largest and fastest-growing not-for-profit health systems in the United States.We're proud to offer many development and advancement opportunities to our nearly 50,000 ...serp_jobs.internal_linking.show_more
As a Credit Review Specialist, you will play a key role in reviewing The First National Bank in Sioux Falls' loan portfolio to accurately identify credit risks and evaluate the effectiveness of cre...serp_jobs.internal_linking.show_more
Cornerstone Private Asset Trust Company, LLC, is a boutique trust company that helps businesses and individuals implement estate planning goals and transition wealth from one generation to the next...serp_jobs.internal_linking.show_more
Client Relationship Consultant.Bank, we're on a journey to do our best.Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we s...serp_jobs.internal_linking.show_more
Reports to : Compliance Manager.Classification : Full time, Hourly.This position is an entry-level position, responsible for monitoring compliance with ECG policies, related procedures, training mate...serp_jobs.internal_linking.show_more Commercial Cards Fraud Strategy Senior Analyst Assistant Vice President.Working at Citi is far more than just a job.A career with us means joining a team of more than 230,000 dedicated people from ...serp_jobs.internal_linking.show_more Working at Citi is far more than just a job.A career with us means joining a team of more than 230,000 dedicated people from around the globe.
At Citi, you'll have the opportunity to grow your caree...serp_jobs.internal_linking.show_more 
Ready to jump-start your career and take charge of your earning potential?.At Platinum Supplemental Insurance, we’re looking for motivated individuals ready to learn, grow, and thrive in a fa...serp_jobs.internal_linking.show_more AVP Enterprise Compliance Risk Assessments (Hybrid).After the initial training period, this is a hybrid role, working onsite in our Sioux Falls, SD office.
Completes Compliance Risk Assessments on t...serp_jobs.internal_linking.show_more 
First International Bank and Trust is a family-owned community bank and one of Prairie Business Magazine's 50 best places to work.
As a Payments Risk Analyst, you’ll play a key role in pro...serp_jobs.internal_linking.show_more
The Wealth Management Group Operations Specialist reports directly to the Wealth Management Group Lead Operations Specialist and is responsible for assisting WMG Officers in management of client re...serp_jobs.internal_linking.show_more
Compliance Analyst
Central Payments • Sioux Falls, SD, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Fraud & Billing Dispute Specialist
Citigroup • Sioux Falls, SD, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Fraud and Billing Dispute Specialist
Citigroup • Sioux Falls, SD, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_1_day • serp_jobs.job_card.promoted
Third Party Risk Analyst
Central Payments • Sioux Falls, SD, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Travel LPN / LVN
Nationwide Therapy Group • Flandreau, SD, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
VP Enterprise Compliance (Hybrid)
The Bancorp Bank, N.A. • Sioux Falls, SD, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Third Party Risk Analyst I (Hybrid)
The Bancorp Bank, N.A. • Sioux Falls, SD, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
VP Payments Compliance (Hybrid)
The Bancorp Bank, N.A. • Sioux Falls, SD, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Consulting Actuary - Medicare Risk Adjustment
Blue Cross and Blue Shield of North Carolina • Sioux Falls, SD, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Compliance Specialist
Sanford Health • Sioux Falls, SD, US
serp_jobs.job_card.full_time +1
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Credit Review Specialist
The First National Bank in Sioux Falls • Sioux Falls, SD, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Compliance Officer- Trust
BGM Group • Sioux Falls, SD, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Client Relationship Consultant 2 (Banker) - Sioux Falls South, SDCategoryBranch BankingJob Id2025-0022831LocationSioux Falls, SD, United StatesPosting Start Date09 / 17 / 2025Anticipated Posting End Date10 / 04 / 2025Job TypeFull time
US Bank • Sioux Falls, SD, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Compliance Auditor
Expansion Capital Group, LLC • Sioux Falls, SD, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Commercial Cards Fraud Strategy Senior Analyst Assistant Vice President
Citigroup • Sioux Falls, SD, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Fraud Project Senior Analyst
Citigroup • Sioux Falls, SD, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Outside Sales Representative (No Sales Experience Necessary)
Platinum Supplemental Insurance • Rock Valley, IA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
AVP Enterprise Compliance Risk Assessments (Hybrid)
The Bancorp Bank, N.A. • Sioux Falls, SD, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Payments Risk Analyst
First International Bank & Trust • Sioux Falls, SD, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Wealth Management Group - Operations Specialist
Peoples Bank • Rock Valley, IA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted