Banking Compliance Advisor
Commerce BankKansas City, MO, USjob_description.job_card.30_days_ago
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job_description.job_card.job_descriptionExcellent knowledge of consumer compliance regulations Critical analysis skills sufficient to analyze and communicate complex regulatory concepts Ability to think strategically across multiple lines of business to create practical compliance solutions. Sound business and professional judgment Ability to troubleshoot, problem solve, and successfully manage ambiguity Motivated and organized self-starter with strong attention to detail and the ability to manage multiple priorities Inquisitive, agile, and strong team player with excellent written, verbal, and interpersonal communication skills Ability to remain adaptable and resilient to all situations with an optimistic outlook and cast a positive shadow that is aligned with our culture and Core Values Intermediate level proficiency with Microsoft Word, Excel, and Outlook Bachelor's degree or equivalent combination of education and experience required 6+ years compliance experience required 5+ years progressive banking experience preferred Certified Public Accountant (CPA), Certified Bank Auditor (CBA), Certified Regulatory Compliance Manager (CRCM) or admission to the Bar preferred
Job Title
The main purpose of this job is to provide advice with respect to implementation of and compliance with applicable rules and regulations.
Essential Functions
- Stay informed of compliance-related rules, regulations, and guidance in an effort to assist the Banking Compliance Manager, Chief Compliance Officer, and bank staff
- Review and interpret new and pending laws and regulations that potentially affect the business' operations
- Assist in review and / or implementation of new products, services, and / or software as it relates to compliance functions
- Review and evaluate operating procedures and controls related to compliance objectives
- Review and monitor policies and procedures to ensure compliance with federal and state banking regulations and the compliance program
- Maintain ongoing relationships with Commerce Bank business lines and support unit partners
- Demonstrate leadership to, and provide training for, bank staff in compliance-related matters
- Serve as liaison between the Banking Compliance department and the assigned business unit(s) on identifying and addressing compliance concerns as changes are made
- Assist in responding to requests from regulators and / or addressing exceptions from audit, both internal and external
- Provide advice during the development and installation of solutions to ensure proper implementation of compliance requirements and development of ongoing compliance controls
- Provide ongoing support and advice related to compliance with internal procedures and processes with recommendation for corrective measures where applicable
- Develop and review content for compliance training programs, including advice to business lines on 1st line of defense training opportunities and content development
- Assist in the completion of compliance risk assessments
- Perform other duties as assigned
Knowledge Skills & Abilities Required
Education & Experience
The candidate selected for this position may be eligible for the following employment benefits : employer sponsored health, dental, and vision insurance, 401(k), life insurance, paid vacation, and paid personal time. In addition, we offer career development, education assistance, and voluntary supplemental benefits.
Location : 922 Walnut, Kansas City, Missouri 64106
Time Type : Full time
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Compliance Advisor • Kansas City, MO, US