Compliance Officer (Wealth Advisory) Bilingual (Spanish)
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This range is provided by Ascendo Resources. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
Base pay range
$175,000.00 / yr - $200,000.00 / yr
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A well-established advisory firm in South Florida seeks a Risk Advisory Manager to join its Regulatory Compliance team based in Boca Raton . This group specializes in supporting broker-dealers, registered investment advisors (RIAs), and asset managers with compliance related to U.S. financial regulations, including FINRA and SEC requirements.
The ideal candidate is someone who has the following experience :
Key Areas of Regulatory Focus :
Qualifications :
Preferred Attributes :
Seniority level
Employment type
Job function
Industries
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Inferred from the description for this job
Medical insurance
Vision insurance
401(k)
Paid maternity leave
Paid paternity leave
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Bilingual Compliance • Boca Raton, FL, US