Talent.com
Analyst - Employee Compliance Advisory

Analyst - Employee Compliance Advisory

Deutsche BankJacksonville, FL, US
job_description.job_card.30_days_ago
serp_jobs.job_preview.job_type
  • serp_jobs.job_card.full_time
job_description.job_card.job_description

Analyst Employee Compliance Advisory (AFC & Compliance Analyst)

Employer : DWS Group

Location : Jacksonville

About DWS :

Today, markets face a whole new set of pressures but also a whole lot of opportunity too. Opportunity to innovate differently. Opportunity to invest responsibly. And opportunity to make change.

Join us at DWS, and you can be part of an industry-leading firm with a global presence. You can lead ambitious opportunities and shape the future of investing. You can support our clients, local communities, and the environment.

We're looking for creative thinkers and innovators to join us as the world continues to transform. As whole markets change, one thing remains clear; our people always work together to capture the opportunities of tomorrow. That's why we are 'Investors for a new now'.

As investors on behalf of our clients, it is our role to find investment solutions. Ensuring the best possible foundation for our clients' financial future. And in return, we'll give you the support and platform to develop new skills, make an impact and work alongside some of the industry's greatest thought leaders. This is your chance to achieve your goals and lead an extraordinary career.

This is your chance to invest in your future.

Team / Division Overview :

DWS continues its journey as a publicly listed asset manager since its IPO and has established its own infrastructure and corporate functions, including Compliance & AFC. This role is for position for all Employee Compliance related tasks. The role will accompany the initial set-up of processes, tools and the team.

Role Details :

  • Support the Employee Compliance function with DWS Compliance & AFC, including the definition of Employee Trading (including Code of Ethics and other regional requirements)
  • Support the new Employee Compliance IT tool solution, including the definition of Compliance and AFC tool requirements, enhancements and testing
  • Enforce global Employee Compliance processes and provide guidance for local requirements
  • Support the regulatory change identification and implementation processes
  • Provide training and guidance to team members as required
  • Report to Senior Compliance Management
  • Contribute to project and change initiatives

We are looking for :

  • Experience in a team lead role within an asset manager or financial services company
  • Knowledge of global regulations related to Employee Compliance
  • Experience in working directly on Employee Compliance related tasks, such as PAD pre-clearing is a plus but not required
  • License(s) required :

  • N / A
  • What we'll offer you :

    At DWS we're serious about diversity, equity and creating an inclusive culture where colleagues can be themselves and it's important to us that you enjoy coming to work - feeling healthy, happy and rewarded. At DWS, you'll have access to a range of benefits which you can choose from to create a personalized plan unique to your lifestyle. Whether you're interested in healthcare, company perks, or are thinking about your retirement plan, there's something for everyone.

    The salary range for this position in Jacksonville is $50,000 to $65,000. Actual salaries may be based on a number of factors including, but not limited to, a candidate's skill set, experience, education, work location and other qualifications. Posted salary ranges do not include incentive compensation or any other type of remuneration.

    At DWS, we recognize that our benefit programs have a profound impact on our colleagues. That's why we are focused on providing benefits and perks that enable our colleagues to live authentically and be their whole selves, at every stage of life. We provide access to physical, emotional, and financial wellness benefits that allow our colleagues to stay financially secure and strike balance between work and home.

    DWS' Hybrid Working model is designed to find the right balance between in-person collaboration and engagement in the office, which is core to our working culture, and working from home. Each business group varies on the split between time spent in the office and at home, but this will be discussed and made clear as part of your application and interview process. We will continue to review and evolve our working environments and methods to ensure that we are working in the best way possible for our people.

    If you require any adjustments or changes to be made to the interview process for any reason including, or related to a disability or long-term health condition, then please contact your recruiter and let them know what assistance you may need. Examples of adjustments include providing a change to the format of the interview or providing assistance when at the DWS office. This will not affect your application and your recruitment team will discuss options with you.

    Privacy Statement :

    The California Consumer Privacy Act outlines how companies can use personal information. Click here to view DWS' Privacy Notice.

    We are an Equal Opportunity Employer - Veterans / Disabled and other protected categories.

    serp_jobs.job_alerts.create_a_job

    Compliance Analyst • Jacksonville, FL, US

    Job_description.internal_linking.related_jobs
    Valuations - Analyst / Associate

    Valuations - Analyst / Associate

    Arena Investors I Quaestor AdvisorsJacksonville, FL, US
    serp_jobs.job_card.full_time
    serp_jobs.filters_job_card.quick_apply
    Arena Investors, LP is a global investment management firm that seeks to generate attractive risk adjusted, consistent and uncorrelated returns by employing a fundamentals based, asset-oriented fin...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Border Patrol Agent (Entry Level) – Up to $30,000 Hiring Bonus

    Border Patrol Agent (Entry Level) – Up to $30,000 Hiring Bonus

    United States Customs and Border ProtectionBaldwin, FL, United States
    serp_jobs.job_card.full_time
    IMPORTANT NOTICE : Duty assignments available at time of offer may include the Southwest Border including prioritized locations. Border Patrol determines duty assignments at time of offer based on op...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Sales Representative

    Sales Representative

    BVMFernandina Beach, FL, US
    serp_jobs.job_card.full_time
    Be the exclusive Publisher for your neighborhood, enjoying complete autonomy and schedule flexibility.Be in business for yourself, but not by yourself!. Sell print and digital ad products & solu...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Intelligence Officer

    Intelligence Officer

    NavyMacclenny, FL, United States
    serp_jobs.job_card.full_time
    ABOUT Effective, secure communication in the cyber domain is essential to the everyday operations of military intelligence in America’s Navy. Information Professionals who oversee the seamless opera...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Epic HB Analyst

    Epic HB Analyst

    CSI CompaniesJacksonville, FL, US
    serp_jobs.job_card.full_time
    The HB Analyst is responsible for supporting and optimizing Epic Hospital Billing (HB) systems.This role involves resolving technical and application-related issues, improving workflows, and ensuri...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Investment Consultant - Jacksonville Beach, FL

    Investment Consultant - Jacksonville Beach, FL

    Charles SchwabJACKSONVILLE BEACH, FL, United States
    serp_jobs.job_card.full_time
    At Schwab, you're empowered to make an impact on your career.Here, innovative thought meets creative problem solving, helping us "challenge the status quo" and transform the finance industry togeth...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Programmer Analyst- PeopleSoft

    Programmer Analyst- PeopleSoft

    Compunnel IncJacksonville, FL, US
    serp_jobs.job_card.full_time
    Job Summary : Reports to the Systems Application Manager.The Programmer Analyst analyzes the needs of the user or business group and provides technical support for the Information Systems such as co...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    • serp_jobs.job_card.new
    Epic HB Analyst (Jacksonville)

    Epic HB Analyst (Jacksonville)

    CSI CompaniesJacksonville, FL, US
    serp_jobs.job_card.part_time
    The HB Analyst is responsible for supporting and optimizing Epic Hospital Billing (HB) systems.This role involves resolving technical and application-related issues, improving workflows, and ensuri...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
    • serp_jobs.job_card.promoted
    Credit Risk Data Analyst

    Credit Risk Data Analyst

    Seacoast BankJacksonville, FL, United States
    serp_jobs.job_card.full_time
    The Credit Risk Data Analyst is responsible for being an analytical leader in organizing and leveraging data to drive fact-based decisions and actions. The Credit Risk Data Analyst is responsible fo...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Military Intelligence

    Military Intelligence

    NavyFernandina Beach, FL, United States
    serp_jobs.job_card.full_time
    ABOUT Effective, secure communication in the cyber domain is essential to the everyday operations of military intelligence in America’s Navy. Information Professionals who oversee the seamless opera...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Board Certified Behavior Analyst

    Board Certified Behavior Analyst

    Great Strides Holdco Inc.Saint Augustine, FL, United States
    serp_jobs.job_card.full_time
    Great Strides Rehabilitation - 250 Land Grant Street - St.Are you looking for a place where you can thrive personally and professionally?. Whether you're a seasoned professional ready to be challeng...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    Management Analyst

    Management Analyst

    Patriot Enterprises LLCJacksonville, FL, USA
    serp_jobs.job_card.full_time
    serp_jobs.filters_job_card.quick_apply
    Description : Responsible for overseeing the configuration, optimization, and maintenance of IBM Maximo systems to support asset management and operational efficiency. They analyze data, develop repo...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Work From Home

    Work From Home

    Remote JobsFolkston, GA
    serp_jobs.filters.remote
    serp_jobs.job_card.full_time
    Remote Jobs are now available in your area.This position is a work from home position.You will not need to come into the office. Benefits : Health Insurance, 401K, Vacation& PTO.Apply now! Work f...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    CDL-A Refrigerated Lease Purchase Driver in Bryceville, FL

    CDL-A Refrigerated Lease Purchase Driver in Bryceville, FL

    AllTruckJobsBryceville, FL, US
    serp_jobs.job_card.full_time
    Hirschbach Motor Lines has immediate opportunities for over the road.Drivers on this fleet primarily run all 48 states.Company Drivers enjoy the following. Monthly Safety & Performance Incentive...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Sales Representative

    Sales Representative

    LIBERTY NATIONALJacksonville Beach, FL, US
    serp_jobs.job_card.full_time
    A Sales Career That Grows With You.Are you looking for a career path that gives you the freedom and flexibility to control your schedule, but also has the security and stability of a large company?...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    • serp_jobs.job_card.new
    Investment Consultant - Jacksonville Beach, FL (JACKSONVILLE BEACH)

    Investment Consultant - Jacksonville Beach, FL (JACKSONVILLE BEACH)

    Charles SchwabJACKSONVILLE BEACH, FL, US
    serp_jobs.job_card.full_time
    At Schwab, you're empowered to make an impact on your career.Here, innovative thought meets creative problem solving, helping us challenge the status quo and transform the finance industry together...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_1_hour
    • serp_jobs.job_card.promoted
    IT Professional

    IT Professional

    NavySaint Marys, GA, United States
    serp_jobs.job_card.full_time
    ABOUT Effective, secure communication in the cyber domain is essential to the everyday operations of military intelligence in America’s Navy. Information Professionals who oversee the seamless opera...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Credit Risk Business Analyst

    Credit Risk Business Analyst

    Seacoast BankJacksonville, FL, United States
    serp_jobs.job_card.full_time
    The Credit Risk Business Analyst plays a critical role in ensuring the integrity, traceability and regulatory compliance of credit risk reporting processes. This position focuses on managing documen...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    Recordkeeping Analyst (Contributions & Distributions) - Remote

    Recordkeeping Analyst (Contributions & Distributions) - Remote

    MP RPOJacksonville, FL, USA
    serp_jobs.filters.remote
    serp_jobs.job_card.full_time
    serp_jobs.filters_job_card.quick_apply
    MP's client customizes 401k plans.They use low-cost employer investments which ultimately unburdens HR departments, they delegate fiduciary responsibilities and integrate with payroll.They offer pe...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    RN Trauma Performance Improvement Coordinator

    RN Trauma Performance Improvement Coordinator

    HCA Florida Orange Park HospitalOrange Park, FL, US
    serp_jobs.job_card.full_time +1
    Are you passionate about the patient experience? At HCA Healthcare, we are committed to caring for patients with purpose and integrity. We care like family! Jump-start your career as an RN Trauma Pe...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30