Market Surveillance AnalystVirtualVocations • Whittier, California, United States
Market Surveillance Analyst
VirtualVocations • Whittier, California, United States
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A company is looking for a Market Surveillance Analyst to join its Market Regulation team.
Key Responsibilities
Monitor trading activity to detect suspicious patterns and escalate concerns
Conduct post-trade reviews and investigations of potential rule violations
Ensure adherence to regulations and assist in preparing responses to regulatory inquiries
Required Qualifications
Bachelor's Degree in Economics, Finance, Math, or Juris Doctorate
3+ years of experience in Compliance within financial services or equivalent
Familiarity with futures markets and trading
Experience with Trade Surveillance Platforms is a plus
Knowledge of futures exchange operations and regulations
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Surveillance Analyst • Whittier, California, United States