AVP, Internal Audit Supervisor

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Are you enthusiastic, highly motivated, and have a strong work ethic? If yes, come join our team! At Cathay Bank - we strive to provide a caring culture that supports your aspirations and success. We believe people are our most valuable asset and we proudly foster growth and development empowering you to achieve your professional goals. We have thrived for 60 years and persevered through many economic cycles due to our team members' drive and optimism. Together we can make a difference in the financial future of our communities.

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GENERAL SUMMARY

Under the supervision of the SVP, Chief Audit Executive and the VP, Internal Audit Manager, the AVP, Internal Audit Supervisor will lead operational, compliance, lending and / or financial audits, of central operations departments, administrative departments, lending units, and other business unit activities of Cathay General Bancorp and its subsidiaries. The audits may also cover any functional or organizational activity, with emphasis on complex and higher risk areas. As an AVP, Internal Audit Supervisor, when assigned as Lead Auditor-in-Charge, plans, conducts, coordinates, and directs the activities of assisting auditors. The AVP, Internal Audit Supervisor, performs all duties in accordance with the International Standards for the Professional Practices of Internal Auditing. The focus on the AVP, Internal Audit Supervisor may vary depending on the unit manager to whom they report.

ESSENTIAL FUNCTIONS

• Prepares high level flowcharts or control narratives, risk assessments, and audit programs for the audit area / function / department to determine the nature of the operations and the existence of sufficient internal controls used to achieve established objectives and minimize the risk exposure to the Bank.
• Reviews, verifies, and analyzes transactions, documents, records, and reports for accuracy, completeness, appropriateness, and compliance with laws, regulatory requirements, policies, and procedures.
• Continuously monitors external and internal sources for updates to the Bank's requirements and emerging risk topics, then amends audit work programs and documentation as appropriate.
• Evaluates the adequacy and effectiveness of internal control methods, policies, and procedures.
• Supports the Audit Manager with annual planning, issue validation, and regulatory compliance exams.
• Determines that duties are performed in accordance with company policies, operating procedures, other management instructions, and regulatory requirements.
• Determines that transactions are recorded promptly and accurately.
• Determines that assets are safeguarded adequately.
• Conducts interviews with appropriate Bank personnel to supplement assigned audit test.
• Prepares professional work papers including supporting documentation for each audit issue identified.

When acting as Lead Auditor-in-Charge, performs the following additional duties :

During the professional performance of their duties, is expected to :

QUALIFICATIONS

Skills / Ability :

OTHER DETAILS

$105K - $145K / year

Pay determined based on job-related knowledge, skills, experience, and location.

This position may be eligible for a discretionary bonus.

Cathay Bank offers its full-time employees a competitive benefits package which is a significant part of their total compensation. It is our goal to provide employees with a comprehensive benefits package to fit their needs which includes, coverage for medical insurance, dental insurance, vision insurance, life insurance, long-term disability insurance, and flexible spending accounts (FSAs), health saving account (HSA) with company contributions, voluntary coverages, and 401(k).

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Cathay Bank is an Equal Opportunity and Affirmative Action Employer. We believe in diversity, equity, and inclusion in the workplace. We welcome applications for employment from all qualified candidates, regardless of race, color, ethnicity, ancestry, citizenship, gender, national origin, religion, age, sex (including pregnancy and related medical conditions, childbirth and breastfeeding), reproductive health decision-making, sexual orientation, gender identity and expression, genetic information or characteristics, disability or medical condition, military status or status as a protected veteran, or any other status protected by applicable law.

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