Trade Review Associate- Annuity

Why Stifel

Stifel strives for a culture that puts its clients and associates first : a culture where everyone belongs, everyone is welcome, and everyone contributes to the success of our clients, their careers, and the firm as a whole.

Let's talk about how you can find your place here at Stifel, where success meets success.

What You'll Be Doing

The Trade Review Associate verifies that the Financial Advisor initiating an annuity transaction is appropriately licensed and registered, verifies contract data with insurance companies, responds to a high volume of calls from Financial Advisors and Sales Assistants related to insurance paperwork requirements, and provides some limited general assistance to branches. The Associate assists the Analyst, Sr. Analyst, and Supervisor in all aspects of their job with the intent to progress to the next level upon passing the required licenses.

What We're Looking For

• Performs the initial review of all Annuity Withdrawals, Sub pays, New Purchases, and Exchanges.
• Ensures that all Stifel acknowledgment letters are completed and signed and that the appropriate Financial Advisor has approved and signed the transactions.
• Ensures that investment objectives and financial information on Stifel's Account Demographics match the objectives on the Transaction Detail Report / Acknowledgement Letters.
• Interacts with FAs and Sales Assistants, providing information about errors found or data elements. Professionally handles objections for delayed or canceled transactions and adequately explains such situations to Manager.
• Provides limited assistance to FAs and Sales Assistants regarding paperwork requirements, submission process, and request uploading to the Insurance Database.
• Collaborates daily with the Trade Review Analyst, Sr. Analyst, Supervisor, and Licensing / Registration and Annuity Operations Departments.

What You'll Bring

Education & Experience

Systems & Technology

About Stifel

Stifel is more than 130 years old and still thinking like a start-up. We are a global wealth management and investment banking firm serious about innovation and fresh ideas. Built on a simple premise of safeguarding our clients' money as if it were our own, coined by our namesake, Herman Stifel, our success is intimately tied to our commitment to helping families, companies, and municipalities find their own success.

While our headquarters is in St. Louis, we have offices in New York, San Francisco, Baltimore, London, Frankfurt, Toronto, and more than 400 other locations. Stifel is home to approximately 9,000 individuals who are currently building their careers as financial advisors, research analysts, project managers, marketing specialists, developers, bankers, operations associates, among hundreds more. Let's talk about how you can find your place here at Stifel, where success meets success.

At Stifel we offer an entrepreneurial environment, comprehensive benefits package to include health, dental and vision care, 401k, wellness initiatives, life insurance, and paid time off.

Stifel is an Equal Opportunity Employer.