Illinois Licensed Regulatory AttorneyVirtualVocations • Appleton, Wisconsin, United States
Illinois Licensed Regulatory Attorney
VirtualVocations • Appleton, Wisconsin, United States
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A company is looking for a Regulatory Compliance Attorney.
Key Responsibilities
Participate and lead client calls
Draft, update, and proofread investment adviser compliance manuals and policies
Assist with Form ADV Part 2 preparation and annual compliance reviews
Qualifications
Juris Doctor from a reputable school
3+ years of experience in a law firm regulatory group or in-house at a private equity firm
Strong knowledge of the Advisers Act
Exceptional drafting and analytical skills
Highly organized with a commercial mindset
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Regulatory Attorney • Appleton, Wisconsin, United States
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