Audit Manager - Capital Markets
VirtualVocationsDurham, North Carolina, United Statesjob_description.job_card.variable_hours_ago
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- serp_jobs.job_card.full_time
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A company is looking for an Audit Manager - Capital Markets.
Key Responsibilities
Oversee the completion of the annual audit plan and manage audits across various capital markets activities
Lead and provide oversight on complex reviews, investigations, and ad hoc projects while ensuring compliance with internal standards
Coach and develop team members and contribute to the team's risk intelligence process and strategic initiatives
Required Qualifications
Bachelor's Degree (preferred); Master's Degree (preferred)
10+ years of audit or related experience (preferred)
Knowledge of regulations and standards applicable to asset management, including SEC, DOL, and ERISA requirements
Understanding of wealth management, trust and estate planning, investment management, and fiduciary services (preferred)
Exhibit foundational understanding of product skills and regulatory concepts
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Audit Manager • Durham, North Carolina, United States
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