Compliance Director

Director, Cboe Clear US ("CCUS") Compliance

The Compliance team is hiring for a Director, Cboe Clear US ("CCUS") Compliance.

As the Director, CCUS Compliance at Cboe, you will strategically support cross-functional teams including the business, risk, operations, technology, and legal - by developing robust policies and procedures to ensure compliance with CFTC Core Principles and other regulatory obligations. This role involves monitoring relevant rulemaking, providing input during the development of new products and business initiatives, and acting as the primary liaison to the CFTC on CCUS compliance-related matters. The ideal candidate brings both extensive expertise in clearing compliance and a willingness to roll up their sleeves to get the job done.

Your responsibilities will be :

• Work collaboratively across various disciplines to create, implement, and manage compliance policies, processes, and procedures that cover all regulatory and statutory obligations related to CCUS' regulators, products, and services. Take ownership of managing, controlling, and overseeing all CCUS compliance activities to ensure operations run smoothly and within regulatory requirements.
• Act as the primary point of contact on CCUS compliance items for regulators and internal teams, ensuring seamless communication and compliance with all regulatory requirements.
• Lead the response to CCUS internal and external audits, regulatory inquiries, and examinations, ensuring thorough and timely compliance.
• Produce and submit CCUS compliance-related reports to regulators, covering market disruptions, system incidents, system changes, and the annual compliance report.
• Provide expert guidance on conflicts of interest and other compliance practices, ensuring adherence to CEA and CFTC regulations and industry standards.
• Build and maintain strong relationships with the internal stakeholders and regulatory bodies, addressing compliance-related issues effectively.
• Participate in various committees and task forces, preparing materials, attending, and presenting at Board of Director and committee meetings as required.
• Provide leadership support to junior members of the North American Derivatives Compliance team on CCUS US-related compliance tasks.

The ideal candidate has :

You'll really stand out with :

Benefits and Perks

We value the total wellbeing of our people including health, financial, personal and social wellness. We believe standard benefits like health insurance and fair pay are a given at any organization. Still, you should know we offer :

Some of our employees' favorite benefits and perks include :

More About Cboe Global Markets

We're reimagining the future of the workplace by focusing on what matters most, our people. Our journey is an inclusive one. We're investing deeply in leadership programs and career development initiatives that ensure everyone has an equal chance to succeed. We celebrate the diversity in our communities, inside and out, and welcome new perspectives with equity, inclusion and belonging.

We work with purpose, solving problems with ingenuity, collaboration, and a lot of passion. We're an engaged and excited team connecting markets across borders and embracing growth in all its forms to achieve incredible outcomes.

Equal Employment Opportunity

We're proud to be an equal opportunity employer - and celebrate our employees' differences, including race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, and Veteran status.

This position is not eligible for visa sponsorship. Candidates must be legally authorized to work in the United States without the need for employer sponsorship now or in the future.