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Senior Compliance Officer
VirtualVocationsSalinas, California, United Statesjob_description.job_card.variable_days_ago
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- serp_jobs.job_card.full_time
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A company is looking for a Sr. Compliance Officer - Investment Risk.
Key Responsibilities
Oversee investment risk for third-party equity, fixed income, and liquid alternative fund managers
Utilize industry-standard tools to analyze investment risks and challenge assumptions
Conduct monitoring reviews of equity and fixed income funds and assess emerging risk areas
Required Qualifications
Bachelor's degree in Finance, Economics, Risk Management, or a related field
5+ years of experience in investment risk, compliance, or asset management
Strong understanding of investment products, including mutual funds and alternative investments
Proficiency with risk and research tools such as FactSet, Bloomberg, and Morningstar
Demonstrated ability to independently assess risk and provide credible challenge
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Compliance Officer • Salinas, California, United States
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