Description
This job is responsible for leading and executing on internal control discipline and operational excellence within a Line of Business (LOB) or Enterprise Control Function (ECF).
Key responsibilities include executing LOB or ECF processes and tools to drive adherence to enterprise-wide standards. Job expectations include supporting the implementation of quality assurance and quality control processes within the LOB or ECF through ongoing monitoring and testing of controls, identifying issues and control improvements for remediation, and building out actions plans and milestones.
Responsibilities :
- Leads the assessment of the design and effectiveness of the risk and control environment to support Client Operational Services and ensure adherence to enterprise-wide standards
- Performs monitoring and testing of controls, identifying issues and control improvements for remediation
- Leads the implementation of optimized controls and enhanced Quality Assurance (QA) practices to support business continuity efforts
- Manages the performance and productivity of team members that conduct quality inspection reviews
- Ensures timely execution of QA activities including control execution, case management, and results reporting
- Manages and reviews all operations front line unit responses for regulatory exams, internal audits, and other monitoring and inspection reviews
- Ensures accuracy of data and that relevant information is captured for inspection metrics to support governance for dashboard reporting
Additional Skills Used :
- Controls Management
- Oral Communications
- Risk Management
- Stakeholder Management
- Strategy Planning and Development
- Continuous Improvement
- Drives Engagement
- Influence
- Strategic Thinking
- Talent Development
- Data and Trend Analysis
- Decision Making
- Monitoring, Surveillance, and Testing
- Problem Solving
- Quality Assurance
Shift :
1st shift (United States of America)
Hours Per Week :
Global Credit AML Onboarding Operations Business Controls Specialist
In addition, the Business Controls team partners with Operations to identify and escalate issues, improve processes and controls, support horizontal work efforts, audit issue management, regulatory exams, audits and inquiries for the businesses and jurisdictions within GCAOO. Implements optimized co...
Manager, Center For Private Business, Charlotte & Western Carolina
Your application will automatically populate your resume details, and you may verify and update data on the .Resume/CV document upload section at the bottom of the .You will not be able to modify your application after you submit it.Click on the Jobs Hub and select Browse.Locate the position and cli...
Business Process Transformation Manager
We are currently looking for a Business Process Transformation Manager to join our growing team! As a Business Process Transformation Manager, you will be responsible for driving and leading a number of growth and transformation initiatives with inside of our Enterprise and Wholesale business unit. ...
Business Operations Manager
The Business Operations Manager is responsible for supporting the strategy that will enable the Account Management organization to effectively deliver on key responsibilities: client retention, relationship expansion, revenue growth, reference-ability and overall satisfaction of existing Paymentus c...
Business Control Manager - Exam Manager
Executes strategy for the sound and successful completion of Internal Audits, Regulatory Exams, Partner Assessments and regulatory & external inquiries within Consumer Lending & Retail organization. Oversees and executes internal audits and external/regulatory exams, partner assessment and r...
Business Execution Consultant 5 - Contingent Regulatory Reporting QA Transactional Test
Consult as an expert to develop or influence initiatives and resources for highly complex business and technical needs across Business Execution. Provide expertise to client senior leadership on innovative Business Execution business solutions. Commercial Banking and Lending Regulatory Reporting Qua...
GRM Data Governance, Business Control Manager
Under the GRM Data Governance Executive's leadership, the Business Controls Manager will oversee data standards adherence, data issue management, governance programs, and processes and controls in place to ensure data health across GRM. Direct experience in a risk or business controls role, preferab...
GCO Controls Monitoring and Testing Manager - Wholesale
Ability to assess levels of adherence/execution and identify risk/control improvement opportunities in risk management principles/controls, broad based business practices, and Business Unit activities/processes. Bachelor’s degree in Business, Finance or science/academic field, or equivalent educatio...
Senior Controls Project Manager
Senior Controls Project Manager. Are you a highly organized and detail-oriented Project Manager looking for a new opportunity? Look no further! Our growing company is seeking a driven individual to join our team as a Project Manager. Minimum of 3 years experience as a Project Manager. ...
Senior Business Development Manager (Oil & Gas)
Members include business development staff of all levels, client partners, alliances and partnerships managers, industry advisors, and operational leads. As a Senior Business Development Manager at Endava, you will identify new clients, and introduce them to our capabilities and IT services. The Com...