Our client, a leading international law firm, is seeking a highly qualified midlevel associate with law firm experience to join their Investment Management Financial Institutions practice group in either New York, Philadelphia, or Washington, DC.
Tasks
The successful applicant must :
- Demonstrated experience with the Investment Advisers Act of 1940 and other federal securities law.
- Counseling top-tier investment management firms on investment adviser regulatory matters, including registration, conflicts of interest and disclosure, compliance policies and procedures, advertising and marketing, SEC regulatory examinations and enforcement defense, and the development of new products and services.
- Have excellent academic credentials as well as strong organizational, drafting, communication, and analytical skills.
Requirements
The successful applicant must :
- Possess 3-5 years of experience with investment adviser regulatory matters.
- Have comparable law firm experience and / or experience working at the Securities and Exchange Commission.
- Have familiarity and demonstrated experience with the Investment Advisers Act of 1940 and other federal securities law.
- Be experienced in counseling top-tier investment management firms on investment adviser regulatory matters, including registration, conflicts of interest and disclosure, compliance policies and procedures, advertising and marketing, SEC regulatory examinations and enforcement defense, and the development of new products and services.
- Have excellent academic credentials as well as strong organizational, drafting, communication, and analytical skills.
- Be an active member of the bar in the state of the office for which you are applying.
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