Responsibilities
- Propose methods of testing and execute plans discussed and agreed with a team leader
- Gather data, perform analyses, and document results
- Identify potentialpliance, conduct and reputational risks, and effectively escalate to appropriate individuals
- Leverage strongmunication skills to interact withpliance and senior business management
- Team with colleagues around the globe to share findings and refine processes
- Execute multiple projects at the same time and meet tight deadlines
Basic Qualifications :
- Bachelor's Degree
- Broad knowledge of financial products, markets, and laws and regulations such as FINRA rules, SEC rules, and the Investmentpany Act of 1940
- Knowledge of products, the securities business and sales practices, , prior experience in sales and trading, product controllers,pliance, legal, regulatory, audit or risk management functions Excellent interview, presentation, writtenmunication, time management, and analytical skills
- Integrity, motivation, intellectual curiosity, and enthusiasm
- Knowledge of Microsoft Word and Excel; knowledge of Access, Alteryx and PowerPoint is useful
Preferred Qualifications :
- Deep understanding of the products offered by the Equities, Foreign Exchange, Interest Rates,modities or Credit Markets trading desks
- Financial instruments product knowledge (a Financial Engineering qualification, CFA, PRMIA or FRM qualifications)
- Experience in the financial services industry, either working for an investment manager, broker dealer, law firm, accounting firm, or regulator
- Understanding of risk management, accounting, information technology systems, and standard system implementation methodologies
- Fluency in French, Spanish, German, Italian, Portuguese, Japanese, Korean, or Mandarin Chinese
ABOUT GOLDMAN SACHS
At Goldman Sachs, wemit our people, capital and ideas to help our clients, shareholders and themunities we serve to grow.
Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We'remitted to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs.
Learn more about our culture, benefits, and people at GS / careers.
We'remitted to finding reasonable amodations for candidates with special needs or disabilities during our recruiting process.
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The Goldman Sachs Group, Inc., 2024. All rights reserved.
Goldman Sachs is an equal employment / affirmative action employer Female / Minority / Disability / Veteran / Sexual Orientation / Gender Identity
Salary Range
The expected base salary for this New York, New York, United States-based position is $115000-$250000. In addition, you may be eligible for a discretionary bonus if you are an active employee as of fiscal year-end.
Benefits
Goldman Sachs ismitted to providing our people with valuable andpetitive benefits and wellness offerings, as it is a core part of providing a strong overall employee experience.
A summary of these offerings, which are generally available to active, non-temporary, full-time and part-time US employees who work at least 20 hours per week, can be found here .
Job ID 300007942079778
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