Compliance Analyst, Monitoring & Testing San Jose, California, United States

Compliance Analyst, Monitoring & Testing

San Jose, California, United States

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Who We Are

OKX is revolutionizing world systems through our cutting-edge digital asset exchange, Web3 portal, and blockchain ecosystems.

We are deeply committed to shaping a fairer, more transparent, and accessible society through blockchain technology and to date, we have 50+ million users, 3000+ employees, and 180+ countries believing in the same vision as us.

We are safe and reliable, backed by our Proof of Reserves. As strong supporters of the Arts and Sports, we are proud partners of @McLarenF1 @ManCity @Tribeca.

About the Team

The Compliance function at OKX is responsible for the overall compliance culture at the company. We’re a team of risk-minded problem solvers who advise the business on the company’s regulatory obligations and enterprise risk.

About the Opportunity :

This role calls for a candidate to have prior Anti-Money Laundering (AML) and Sanctions Compliance Advisory knowledge and experience in financial services, FinTech, and / or cryptocurrency industries.

You will help on several matters globally in relation to the Company’s AML and Sanctions Compliance Program, including but not limited to, conducting independent compliance monitoring and testing, review over governance and oversight of company policy and procedure initiatives, risk assessment and control inventory management, conduct quality assurance and quality control reviews, and work with other functions to ensure compliance alignment.

This role also requires a variety of projects and initiatives, and great cross-functional collaboration skills while participating in ad-hoc projects as needed.

What You'll be Doing :

• Assist in coordination and oversight of independent compliance reviews to assess the effectiveness of the Global Anti-Money Laundering (AML) and Global Sanctions / OFAC Compliance Program, ensuring compliance with current industry best practices, regulatory guidance, and requirements.
• Manage maintenance of the general AML and Sanctions Compliance Program including Global AML, Sanctions / OFAC-related policies, guidelines, risk assessment, issue management record keeping, and training.
• Provide independent guidance (based on monitoring and testing reviews) and support for investigations, regulatory interactions, and internal reporting / presentation to senior management.
• Provide independent guidance (based on monitoring and testing reviews) on technology solutions and process flows to ensure AML and Sanctions compliance protocols are effective and efficient.
• Conduct research using internal and external sources to help resolve ad hoc issues as they arise.
• Monitor adherence to the Company’s Compliance Programs (e.g. AML, Sanctions, etc.).
• Provide subject matter expertise to the business in identifying, assessing, prioritizing, and managing AML, Sanctions, and other compliance-related risk.
• Ability to communicate clearly and effectively with Legal, Product, Operations, and Technology partners regarding AML, Sanctions, and other regulations and risks.
• Ability to work across multiple lines of business leading large scale complex project management initiatives with high attention to detail and accuracy, while multitasking and meeting deadlines despite competing priorities.
• Perform QA reviews of a wide range of documents produced by GCMT to ensure compliance with testing standards, procedures, and job aids.
• Communicate the outcome of QA reviews to testers, provide constructive feedback, and keep track of corrective actions.

What We Look For in You :

• 5+ years experience in AML and Sanctions compliance-related policy analysis, advisory, due-diligence, investigations, and independent testing in a financial services institution.
• Very strong writing, analytical, and communications skills. Must be able to execute tasks within tight deadlines.
• Strong interpersonal skills are necessary to work effectively with colleagues across regions and business units.
• Should be a self-starter, organized, detail-oriented, and results-driven.
• Excellent command of spoken and written English is required.

Nice to Haves :

• Prior experience working in a multi-national or matrix environment.
• Knowledge of AML and Sanctions, money transmission regulations, and industry best practices.
• Familiarity with commonly used transaction monitoring & reporting tool(s), such as Chainalysis.
• Relevant industry certifications, e.g., CGSS, CAMS.
• Cryptocurrency experience is a plus.

Okcoin Statement :

The salary range for this position is $100,000 to $152,000. The salary offered depends on a variety of factors, including job-related knowledge, skills, experience, and market location.

In addition to the salary, a performance bonus and long-term incentives may be provided as part of the compensation package, as well as a full range of medical, financial, and / or other benefits, dependent on the position offered.

Okcoin is committed to equal employment opportunities regardless of race, color, genetic information, creed, religion, sex, sexual orientation, gender identity, lawful alien status, national origin, age, marital status, and non-job related physical or mental disability, or protected veteran status.

Pursuant to the San Francisco Fair Chance Ordinance, we will consider employment-qualified applicants with arrest and conviction records.

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