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FINRA Licensed Brokerage Associate

FINRA Licensed Brokerage Associate

VirtualVocationsSaint Paul, Minnesota, United States
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A company is looking for a Brokerage Operations Associate (Remote).

Key Responsibilities

Perform operational activities between the broker / dealer and clearing firm, including reviewing reports and processing deposits

Handle requests in the Operations queue and email inbox, serving as a point of contact for advisor and custodian teams

Facilitate relationships with custodians and support regulatory compliance through documentation and reporting

Required Qualifications

College degree or equivalent work experience

2+ years of financial industry experience

FINRA Series 7 and SIE required; Series 24 preferred

Proficient with Microsoft Office

Strong process management skills

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Brokerage Associate • Saint Paul, Minnesota, United States

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