A company is looking for a Paralegal - Regulatory Compliance.Key ResponsibilitiesAssist with state money transmitter applications and bank charter project requirementsParticipate in audits and exams of the company's regulated entitiesHelp identify opportunities for efficiencies while escalating control deficienciesRequired QualificationsAssociate or Bachelor's Degree from an accredited college is preferredParalegal certification from an ABA-approved program is a plusA minimum of three (3) years of paralegal experience in corporate lawDemonstrated experience in money transmission, banking, payments, and regulatory complianceFamiliarity with the NMLS system is a plus
Paralegal - Regulatory Compliance
A company is looking for a Paralegal - Regulatory Compliance. ...
Paralegal- Corporate & Investment Banking
Paralegal- Corporate & Investment Banking. The Paralegal performs substantive and procedural legal tasks requiring knowledge of legal concepts which are customarily, but not exclusively, performed by a lawyer in the delivery of corporate and legal services to the organization. Work Experience: 2 yea...
Legal Assistant I
Legal Assistant for its Staff Counsel office located in Manhattan, NY. Maintain hard copy legal files in proper order according to jurisdictional requirements. ...
Associate General Counsel Product
A company is looking for an Associate General Counsel, Product and Regulatory. ...
Attorney - Trial Counsel - Insurance Defense - Prominent Regional Law Firm - Hybrid Remote
Our client, a prominent mid-sized law firm, is seeking a Trial Counsel to join their team. ...
Sales Quality and Compliance Specialist
Sales Quality and Compliance Specialist. The Sales Quality and Compliance Specialist reports to the Chief Growth Officer. The Specialist will be responsible for conducting ongoing monitoring activities to ensure the Sales Department's adherence to regulatory and contractual requirements for Marketpl...
Associate General Counsel - Corporate
Help build the foundation of a world-class legal team, including our in-house corporate group. Establish, develop, and refine our corporate governance program, including laying the foundation for IPO readiness. Serve as the in-house lead on potential corporate transactions, including financings, inv...
Chief Compliance Officer & Associate General Counsel, Mutual Funds
At least five years’ experience in the role of senior lawyer with compliance responsibilities, or senior compliance officer (or CCO) for registered funds;. Coordinating compliance program within the framework of the firm’s overall global compliance program;. Interact closely with all areas and perso...
Associate General Counsel, Transactions
The Associate General Counsel, Transactions will provide legal and strategic advice for Global Atlantic’s growing and dynamic insurance transactional business. The Associate General Counsel will work directly with the Institutional Markets business team in New York and Bermuda, as well as colleagues...
Associate General Counsel - Hybrid/Local
Associate General Counsel - Hybrid/Local. Are you ready to take your legal career to the next level? We're seeking an exceptional individual to join our team as an Associate General Counsel for the Americas Region at Momentive. Outside Counsel Management: Select, coordinate, and manage outside couns...