RemoteHybrid-Audit Manager - Global Markets - ElectronicTrading- NYC

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Today we are hiring aRemote / HybridAudit Manager Global Markets Electronic Trading forour client in NYC.

What are the 34nonnegotiable requirements of this position Minimum67 years of Audit Risk Business Control Compliance Finance or otherrelevant experience Must have Electronic Trading including DirectMarket Access Algorithm trading & Strategies and SponsoredAccess Ability to plan execute and evaluate audit test plans withina riskbased audit methodology.

What are the nicetohave skills Bachelors degree or relevant experience

Describe how this position fits in ourorganization. Within Market Conduct Risk andElectronic Trading

This job is responsible foroverseeing assigned areas of audit work acting as anAuditorinCharge (AIC) and executing on the audit strategy for Linesof Business (LOBs).

Key responsibilitiesinclude driving riskbased auditing by defining scope and testprocedures to evaluate the control environment in conformance withaudit policies assessing issues for business impact andrecommending severity ratings drafting audit reports and managingbusiness partner relationships.

Jobexpectations include fostering an inclusive work environment andmentoring team members.

Responsibilities :

• Executes audit strategy for the soundapplication of riskbased auditing by defining audit scope and auditprograms and drafting audit reports leveraging automation andinnovative methods in a timely and highqualitymanner
• Acts as AuditorinCharge (AIC) byoverseeing audit testing and ensuring it is executed in a timelymanner and conforms with quality standards audit policies andprocedures
• Assesses impacts to businessprocesses controls and strategies to provide recommendations onseverity ratings and escalate broad themes or trends accordinglybased on existing business knowledge
• Exercisesintellectual curiosity and judgment to effectively influence andchallenge management to improve the control environment and drivecontinuous improvements on audit
• Oversees ateam of associates and provides daytoday mentoring and guidance andfosters an inclusive work environment
• Maintainsbusiness partner relationships primarily with line management todevelop business knowledge
• Exercises soundknowledge of product business and technical expertise toeffectively challenge management to improve the controlenvironment
• Utilize your sound analyticalskills and Global Markets Electronic Trading expertise to executeassigned audit testing responsibilities.
• Leadthe team to provide quality audit reports and you will share auditresults with business leaders.
• Exercisecritical thinking and judgment to effectively influence in order toimprove the control environment.
• Responsiblefor leading and executing multiple areas of test work during auditactivities
• Independently executes audit testwork on assigned audits and demonstrates sound project managementskills.
• Raises issues and concerns and makesrecommendations for severity ratings.
• Assessesissues for impact to business processes controls and strategiesrecommends severity ratings and escalation of broad themes ortrends.

Works with team and provides input to draft quality auditreports and supports sharing audit results with businessleaders.

• Begins to establish business partnerrelationships; primary engagement is with line management.
• Exercises critical thinking and judgment toeffectively influence management to improve the controlenvironment.

RequiredQualifications :

• Minimum 67 years of Audit Risk Business ControlCompliance Finance or other relevantexperience
• Must have a good understanding ofElectronic Trading including Direct Market Access Algorithm trading& Strategies and SponsoredAccess
• Ability to plan execute and evaluateaudit test plans within a riskbased auditmethodology.
• Sound organizational analyticaloral and written communication skills.
• Abilityto successfully communicate to influence management and lead changein both strategic and tacticalinitiatives.
• Selfstarter desire to learn ableto teach others positive attitude exhibits flexibility andintellectual curiosity.
• Strong analyticalskills. Ability to analyze large amounts of data and turn it intousable information.
• Ability to work in a verydetailed manner as well as to look broadly across a population anddevelop connections and themes identifying risk andconcerns.
• Ability to juggle multiple workefforts and to quickly change direction asneeded.
• Proficiency in Microsoft OfficeProducts
• Ability to converse with management onall levels.
• Excellent written and oralcommunication skills ability to converse with management on alllevels.
• Has knowledge of financial instrumentsand financial risk management principles including exposure toGlobal Markets products

DesiredQualifications :

Bachelors degree or relevantexperience

Skills :

• Analytical Thinking
• AuditPlanning
• Internal AuditReview
• IssueManagement
• RiskManagement
• BusinessAcumen
• Coaching
• ProjectManagement
• RelationshipBuilding
• WrittenCommunications
• Attention toDetail
• Automation
• CriticalThinking

Remote Work :