Compliance Coverage Professional - Information and Data Management - Analyst
Job Number : 3252976
3252976
Posting Date
Jun 4, 2024
Primary Location
Europe, Middle East, Africa-United Kingdom-United Kingdom-GlasgowEducation Level : Bachelor's Degree
ComplianceEmployment Type : Full TimeJob Level : Analyst
Description
Compliance Coverage Professional Information and Data Management Analyst
Glasgow
3252976
Morgan Stanley's Information, and Records Management Compliance Group (the Group) is part of the Firm's Privacy, Technology and Data Compliance team, which provides Compliance coverage and guidance to the Firm's Business Units and Infrastructure Divisions across all regions and jurisdictions.
The Group provides Compliance coverage of information and data-related risk management, recordkeeping, testing and training initiatives, including the Firm's governance of Artificial Intelligence and Machine Learning (AIML) and Cloud implementation.
About Morgan Stanley
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services.
As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence, and strong team ethic.
We can provide a superior foundation for building a professional career a place for people to learn, to achieve and grow.
A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.
What will you be doing?
- Help implement Morgan Stanley's Privacy, Technology and Data Compliance program, primarily focusing on data and information management, AIML and Cloud governance
- Help provide Compliance coverage in connection with new business initiatives, new emerging technologies (including AIML, Generative AI and Cloud), new rule implementations and remediation projects
- Help define and implement the Firm's approach to the adoption of Gen AI
- Coordinate the review process of AIML use cases by the relevant control functions
- Perform periodic monitoring checks to ensure 1L and 2L adherence to governance policies and procedures
- Keep abreast of industry trends and emerging risks; monitor regulatory focus areas and keep internal stakeholders informed
- Advise on applicable governance processes, controls, policies, and procedures, including their design to meet regulatory requirements;
review, draft and provide support for new and existing policies and procedures
- Support Firm's responses to relevant exams, regulatory inquiries, and enforcement actions
- Collaborate with Compliance testing groups
Help develop and conduct regulatory training for employees, including instruction on regulatory changes
Qualifications
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