A company is looking for a Compliance Officer - Ecomms and Technology Surveillance.Key ResponsibilitiesAct as a compliance risk control subject-matter expert for ecomm communications policiesReview ecomm communications, conduct analysis, and identify suspicious activitiesPartner with compliance directors and stakeholders to identify potential misconduct and provide input on issue dispositionRequired QualificationsBachelor's degree or experience in a financial services firm, regulatory organization, or legal / consulting firmWorking knowledge of securities industry regulationsExperience with a Broker Dealer or FINRA is preferredProficiency in Bloomberg Vault or other ecomm retention platforms is preferredExperience with complex databases and data analytics is preferred
Ecomms Compliance Officer
A company is looking for a Compliance Officer - Ecomms and Technology Surveillance. ...
Director of Regulatory Compliance and Privacy Officer
The Director of Regulatory Compliance and Privacy Officer has responsibility for managing the effective implementation of the regulatory compliance and information privacy components of Parkland’s Ethics and Compliance Program (“Program”) across the health system. The Director manages a team of comp...
Security Officer Armed Law School
Security Officer Armed Law School. Allied Universal, North America's leading security and facility services company, provides rewarding careers that give you a sense of purpose. Provide customer service to our clients by carrying out safety and security procedures, site-specific policies and when ap...
Associate General Counsel - CA Licensed
A company is looking for an Associate General Counsel to provide legal advice and services related to healthcare law and regulations. ...
Director Compliance - Health Plans
DescriptionSummary:The Compliance and Risk Director is responsible for managing all requirements related to Information Management Regulatory/Compliance. Compliance/Risk management- Develop and maintain necessary guidelines, standards and procedures in support of the information security and regulat...
Manager, Audit Compliance
In this role, you will lead the Audit Compliance team in their efforts to provide independent assessments on governance, risk management, and control processes for the organization, compliance with any relevant regulations and legislations and enterprise contracts, recover unreported value and manag...
It Compliance, Data, And Risk Management Specialist
We are seeking a highly skilled IT Compliance, Data Governance, and Risk Management Specialist with a strong technical security background and extensive experience in PCI (Payment Card Industry) Compliance to join our team. Conduct internal compliance audits and assessments, identifying and addressi...
Evv Compliance Specialist
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Chief Operating Officer
The Chief Operating Officer will assume responsibility for overseeing all operational functions across multiple locations. ...
Payment Compliance, Senior Business Analyst
Lead and/or support system delivery on authorization, settlement, interchange, Business Analyst, Compliance, Payment Processing, Business, Payment, Senior, Technology. ...