AML/CFT Regulatory Compliance Consultant (Global Financial Institutions) (Hiring Immediately)

We are the leading provider of professional services to the middle market

globally, our purpose is to instill confidence in a world of change,

empowering our clients and people to realize their full potential. Our

exceptional people are the key to our unrivaled, inclusive culture and talent

experience and our ability to be compelling to our clients. You’ll find an

environment that inspires and empowers you to thrive both personally and

professionally. There’s no one like you and that’s why there’s nowhere like

RSM.

We are looking for experienced professionals to join our rapidly growing

Global Banking Risk Consulting Practice, focused on Anti-Money Laundering

AML)Countering the Financing of Terrorism (CFT) Consulting. Candidates for

this role will join a diverse, high performing team of professionals with

extensive experience working with top US and Global Banking institutions in a

multitude of capacities. As a member of our Regulatory Compliance Consulting

practice, focused on serving global banking institutions, candidates will step

into a dynamic culture that values innovative thinking, solution focused

collaboration, and diversity of thought and experience, all while providing

opportunities for professional growth and advancement.

As a Senior Associate in RSM’s growing Regulatory Compliance Practice, focused

specifically on serving Global Banking enterprises, you will have the

opportunity to draw from your experience and knowledge to continue to grow

your leadership skills through a high degree of client and banking industry

exposure, career development and mentorship opportunities, and a diverse and

inclusive culture. The fast-paced and dynamic environment in which we operate

will provide you with daily challenges and exciting opportunities.

AMLCFT Senior Associates have front line exposure to the detailed work that

our teams are executing on a daily basis and are central to delivering on our

brand promise of The Power of Being Understood . As a AMLCFT Senior

Associate focused on serving our Global Banking clients, you will be an

integral team member by assisting with planning of projects, conducting

fieldwork, discussing findings and observations during client exit meetings,

preparing work papers to support conclusions, reviewing staff work papers, and

assisting in the presentation of the results of our work to client

stakeholders, in all three lines of defense.

Key Responsibilities

Subject Matter Experience

• Possess a strong understanding of AMLCFTSanctions internal controls concepts and their application in differentiated client environments, specifically within complex global banking and brokerage organizations.
• Capable of conducting fieldwork independently, with guidance from client and project team members, while having the opportunity to lead more junior team members and sharing knowledge and coaching on how to execute against project objectives.
• Prior practical experience with understanding and independently assessing AMLCFTSanctions policies, procedures, and controls.
• Have a fundamental understanding of strategic planning and other business matters, helping their project team to identify emerging risks and opportunities.
• Prior practical experience with identifying AMLCFTSanctions internal controls, assessing their design and operational effectiveness, identifying where controls have not operated effectively, present potential risk exposures to project team members and assist in the development of remediation plans to support providing remediation guidance to clients.
• Desire to research and identify emerging trends within the global banking sector (e.g. AI , use of data and analytics, etc.)

Contributions to Firm Culture

• Model the core RSM values of respect, integrity, teamwork, excellence, and stewardship in all interactions with clients and team members.
• Be open to new ideas and challenges and help foster a culture that encourages people to ask questions, seek diverse perspectives, and challenge those around you.
• Develop executive presence through interactions with management within RSM and our clients.
• Develop meaningful relationships with client personnel and colleagues.
• Support RSM’s goals around diversity and inclusion by nurturing an environment that understands individuality, promotes authenticity, and values varied perspective in arriving at solutions.

Client Experience

• Continually demonstrate an eagerness and willingness to learn more about AMLCFT in the Global Banking sector and the clients that we serve in in this space and leverage your understanding to advance towards becoming your clients’ trusted advisor.
• Exhibit basic knowledge of key global banking industry fundamentals, regulatory environment, and terminology.
• Identify current and relevant global banking industry thought leadership and share with clients as relevant.
• Independently implements and coaches associates on foundational global banking industry policies, procedures, and work-programs.
• Owns process level client relationships and collaboration with external stakeholders.
• PrepareReview initial drafts and follow-ups on client request lists.
• Participate in AMLCFTSanctions risk assessment management interviews. Update risk assessment models and complete initial draft of identified risks.
• Prepare and conduct tests of the operating effectiveness of clients’ internal controls.
• Draft internal controls operational effectiveness test plans or work programs for review by senior members of the team.
• Createreview narratives or flowcharts for a process. Identify and review all risks and controls for a process as needed.
• Perform first level review of staff work for accuracy, completeness, and well-reasoned conclusions.
• Manage budgets and provide accurate analysis of estimates to complete to project leader.
• Review and complete status documents for client delivery.
• Prepares initial draft of client facing reports.
• Develop the ability to support multiple client projects simultaneously, while actively contributing to other firm initiatives.

Talent Experience

• Encourage colleagues to think creatively, strive for growth through development opportunities, and maximize results while working within a team environment.
• Proactively seek out opportunities to learn from or teach team members, build a coachingmentoring network and take advantage of training opportunities to continually expand skills and leadership capability.
• Maintain willingness to give and receive candid feedback in both written and verbal form. Commit to self-development in response to constructive feedback received.
• Provide assistance, guidance, and feedback to associates assigned to work with you.
• Support recruiting efforts by understanding and promoting the RSM brand.

Business Development

• Actively participate in relevant industry associations and learningdevelopment events to build industry perspective and contacts.
• Gain knowledge of key compliance fundamentals, regulatory environment, and terminology relevant to the global banking sector.
• Build an internal network and become aware of other services provided by the firm.

Position Qualifications

• Bachelors degree in business, accounting or related discipline
• Minimum of two years of practical experience in external audit, internal audit, or related internal control positions serving large global banking institutions.

Experience in prior public accounting or professional services firm or within a regulatory body is preferred.

• Knowledge of AMLCFTSanctions risks, regulations, and typologies
• Exposure to the design and implementation of AML programs
• Proficiency in professional writing, spreadsheet, and presentation creation tools. Exposure to data analytics tools is preferred.
• Qualified to pursue a job-relevant certification including CAMS, CRCM, CIA
• Ability to travel to meet client needs and work collaboratively with others in-person and remotely.
• Effective communication skills, both verbally and in writing.
• Effective time management and prioritization skills.

At RSM, we offer a competitive benefits and compensation package for all our

people. We offer flexibility in your schedule, empowering you to balance

life’s demands, while also maintaining your ability to serve clients. Learn

more about our total rewards at https : rsmus.comcareersworking-at-

rsmbenefits (https : rsmus.comcareersworking-at-rsmbenefits).

As an Affirmative Action and Equal Opportunity Employer all applicants will

receive consideration for employment as RSM does not tolerate discrimination

andor harassment based on race; color; creed; sincerely held religious

beliefs, practices or observances; sex (including pregnancy or disabilities

related to nursing); gender (including gender identity andor gender

• expression); sexual orientation; HIV Status; national origin; ancestry;
• familial or marital status; age; physical or mental disability; citizenship;
• political affiliation; medical condition (including family and medical leave);

domestic violence victim status; past, current or prospective service in the

US uniformed service; US MilitaryVeteran status; pre-disposing genetic

characteristics or any other characteristic protected under applicable

federal, state or local law.

Accommodation for applicants with disabilities is available upon request in

connection with the recruitment process andor employmentpartnership. RSM is

committed to providing equal opportunity and reasonable accommodation for

people with disabilities. If you require a reasonable accommodation to

complete an application, interview, or otherwise participate in the recruiting

process, please call us at 800-274-3978 or send us an email at

[email protected] (mailto : [email protected]).

RSM does not intend to hire entry level candidates who will require

sponsorship now OR in the future (i.e. F-