Description
This job is responsible for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices.
Key responsibilities include working directly or through compliance officers for the Front Line Units (FLUs) and Control Functions (CFs) to complete compliance, policy, operational / fraud risk management requirements.
The position of Global Financial Crimes Quality Assurance Manager with the GFC Program and Policy Oversight team will design, implement and manage the Global Financial Crimes quality assurance program.
Additional activities include but not limited to :
Will lead remediation of regulatory findings and issues, manage and execute functional requirements, ensure adherence to internal / external regulations, and monitor program efficiency.
Leads action plans for Issues related to GFC Quality Assurance and other issues as applicable.
Will conduct a target state analysis and related gap assessment to identify actions needed to enhance the GFC Quality Assurance program and will document and execute plans to implement enhancements.
Serves as liaison with GCOR for GFC Quality Assurance matters.
Leads engagement with GFC leaders and stakeholders (US and non-US) for GFC Quality Assurance requirements.
Owns and maintains Standard Operating Procedures.
Responsibilities :
Advises and directs the development and maintenance of financial crimes owned policies and standards, and reviews relevant Front Line Units / Control Functions-owned policies and standards to ensure that regulatory requirements and operational risks are appropriately addressed
Produces and / or oversees independent financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU / CF Senior Leaders
Monitors the changes in regulations applicable to Global Financial Crimes, including advising business leaders, directing the appropriate areas to implement or amend policies, standards, procedures and / or processes to address regulatory requirements, and challenging the implementation plan as needed
Participates in industry forums and monitors regulatory expectations, emerging legislation and regulation, political scrutiny, litigation and key influencers to identify and mitigate emerging risks
Escalates financial crimes related compliance and operational risks and issues to appropriate governance routines, management / board level committees
Identifies, aggregates, reports, escalates, inspects, and challenges the remediation and thematic analysis of FLU / CF-owned issues and control enhancements related to financial crimes
Reviews and challenges internal and external operational loss events, including the development of remediation plans to strengthen controls and providing oversight to ensure they are addressed appropriately.
Required Qualifications
7 or more years of relevant work experience in Financial Services or Government entity
Education requirement : Bachelor degree in relevant area or Equivalent experience
Demonstrated ability to handle multiple projects in a dynamic environment and global team setting
Ability to give clear direction and help prioritize activities for the team
Strong Written and Oral Communications
Strong personal drive, attention to detail, individual initiative, a sense of urgency and responsiveness, with a desire to grow, learn and take on increasing levels of responsibility
Must be a self-motivated, critical thinker who is comfortable and effective working with varying levels of guidance
Understanding of Global Payment Services products and processes
Skills : Critical Thinking
Critical Thinking
Monitoring, Surveillance, and Testing
Regulatory Compliance
Risk Management
Coaching
Issue Management
Policies, Procedures, and Guidelines Management
Strategy Planning and Development
Written Communications
External Resource Management
Reporting
Talent Development
Shift :
1st shift (United States of America)
Hours Per Week :
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