Description
This job is responsible for overseeing assigned areas of audit work acting as an Auditor-in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs).
Key responsibilities include driving risk-based auditing by defining scope and test procedures to evaluate the control environment in conformance with audit policies, assessing issues for business impact and recommending severity ratings, drafting audit reports, and managing business partner relationships.
Job expectations include fostering an inclusive work environment, and mentoring team members.
Responsibilities :
- Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and drafting audit reports leveraging automation and innovative methods in a timely and high quality manner
- Acts as Auditor-in-Charge (AIC) by overseeing audit testing and ensuring it is executed in a timely manner and conforms with quality standards, audit policies, and procedures
- Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings and escalate broad themes or trends accordingly based on existing business knowledge
- Exercises intellectual curiosity and judgment to effectively influence and challenge management to improve the control environment and drive continuous improvements on audit
- Oversees a team of associates and provides day-to-day mentoring and guidance and fosters an inclusive work environment
- Maintains business partner relationships, primarily with line management, to develop business knowledge
- Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment
Skills :
- Analytical Thinking
- Audit Planning
- Internal Audit Review
- Issue Management
- Risk Management
- Business Acumen
- Coaching
- Project Management
- Relationship Building
- Written Communications
- Attention to Detail
- Automation
- Critical Thinking
- Technical Documentation
REQUIRED QUALIFICATIONS :
- 7+ years of direct experience with consumer financial laws / regulations through direct responsibility to comply with multiple laws / regulations in business as usual responsibilities and / or providing oversight of compliance laws / regulations and / or auditing compliance as part of overall audit coverage responsibility
- Solid knowledge and understanding of U.S. consumer financial laws and regulations
- Ability to execute in a fast paced, high demand, environment while balancing multiple priorities
- Working knowledge of regulatory landscape
- Bachelor’s Degree or equivalent years experience
- Strong communication skills
DESIRED QUALIFICATIONS
- Professional Compliance or Audit Certification desired (e.g. CRCM (Certified Regulatory Compliance Manager), CIA (Certified Internal Auditor))
- Experience with automation, machine learning, or artificial intelligence
Shift :
1st shift (United States of America)
Hours Per Week :
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