Audit Manager - Compliance and Operational Risk

Audit Manager - Compliance and Operational Risk

Charlotte, North Carolina- Direct Hire- Hybrid (2 days remote / 3 days onsite)

ARC Group is currently recruiting for a Fortune 500 company of ours in Charlotte, North Carolina for an Audit Manager- Compliance and Operations Risk.

This role is hybrid with days in the office / 2 days remote. To qualify for this role the right candidate must have 5+ years of auditing experience and conducting compliance and / or operational risk audits and 3 years of leading audits and performing the role as auditor-in-charge.

This is a permanent position. All applicants must have permanent U.S. work authorization. Sponsorship is not available, and candidates represented by C2C recruiters or third-party agencies will not be considered.

Job Description :

The Audit Manager will oversee designated audit areas, serving as Auditor-in-Charge (AIC) and driving audit strategies for Lines of Business (LOBs).

Key responsibilities include defining audit scopes, executing risk-based audits, evaluating control environments, drafting audit reports, and managing relationships with business partners.

The role emphasizes creating an inclusive work environment and mentoring team members.

Responsibilities :

• Demonstrate subject matter expertise in compliance and operational risk frameworks within the financial services industry.
• Plan, lead, and execute compliance and operational risk audits across the enterprise.
• Utilize deep knowledge of risk management frameworks and relevant regulations (e.g., Basel, Heightened Standards, SR 08-8) to conduct thorough audit reviews.
• Manage audit engagements, oversee audit staff, and provide constructive feedback.
• Design and implement audit procedures, including issue identification, evidence review, and process documentation.
• Leverage data and analytical tools throughout audit phases to enhance audit delivery.
• Communicate audit findings effectively to management through written reports and oral presentations.
• Develop and maintain strong relationships with internal and external stakeholders.
• Conduct risk assessments, evaluating business activities and potential risk exposures.
• Manage integrated internal audit and assurance delivery, demonstrating effective influence and communication skills.

Required Skills and Experience :

• Bachelor's degree in relevant field.
• Minimum 5 years of audit experience focusing on compliance and operational risk management in financial services.
• At least 3 years of experience leading audits and acting as auditor-in-charge.
• Strong internal audit review, issue management, and risk management skills.
• Proficiency in audit planning, analytical thinking, and project management.
• Excellent relationship building, business acumen, and coaching abilities.
• Exceptional written and verbal communication skills.
• Familiarity with automation tools and technical documentation.
• Strong attention to detail and critical thinking abilities.

Preferred Requirements :

• Master's degree in Auditing, Accounting, Finance, or Business Administration.
• Professional certifications such as CIA, CPA, CRCM, or CFE.

Would you like to know more about this role? For immediate consideration, please send your resume directly to D.A. Longhi by emailing him directly at dlonghi@arcgonline.

com, or calling him at 904-289-8828. You can also apply online and view all our open positions at www.arcgonline.com .

ARC Group is a Forbes-ranked a top 20 recruiting and executive search firm working with clients nationwide to recruit the highest quality technical resources.

We have achieved this by understanding both our candidate's and client's needs and goals and serving both with integrity and a shared desire to succeed.

ARC Group is proud to be an equal-opportunity workplace dedicated to pursuing and hiring a diverse workforce. ARC Group is a "No Fee" Recruiting firm for candidates seeking new opportunties.