Senior Regulatory Compliance Assurance Program Manager

Company Overview

Intuit is the global financial technology platform that powers prosperity for the people and communities we serve. With approximately 100 million customers worldwide using products such as TurboTax, Credit Karma, QuickBooks, and Mailchimp, we believe that everyone should have the opportunity to prosper.

We never stop working to find new, innovative ways to make that possible.

Qualifications

• Has 8+ relevant experience leading regulatory compliance or internal audit programs for public technology companies
• CISA, CIA, CPA certification preferred. Knowledge of regulatory compliance is a plus
• Demonstrated ability to navigate and thrive in a fast-paced working environment and operates calmly through ambiguity and change
• Experience with business and compliance processes, including marketing and AI / ML compliance is a plus; Quick grasp of complex systems and relevant controls
• Demonstrates strong project and time management skills with ability to lead, multi-task and prioritize multiple requirements in a single, complex project
• Demonstrates passion for solving problems, ability to think critically and analytically, listen actively, and communicates with impact both written and verbal.
• Excellent at summarizing and presenting complex analyses into digestible summaries for executive level and external parties
• Drives compliance through influence, use of data and risk-based approaches
• Design preventive and detective controls for new regulatory implementations and identify and implement enhancements to existing controls.
• Collaborate with various stakeholders across business groups to ensure risks are mitigated and managed properly.
• Drive strategic initiatives to automate testing across different processes
• Knowledge of online advertising and marketing compliance is a plus

Responsibilities

• Partners with program owners, subject matter experts and legal to understand requirements (., laws, regulations, guidelines, policies) of compliance, enterprise programs and products.
• Lead and execute compliance testing projects for various regulatory areas : Develops risk and control processes, understands requirements to develop test procedures, executes on testing and validates results, conducts root cause and impact analysis (where applicable), partners with business stakeholders to create remediation plans and writes executive reports to summarize test resultsEvaluates design and operating effectiveness of controls including automated solutionDocuments test results, and reporting metrics in GRC Tool and / or central repositoryDrafts and finalizes executive reports with senior management and socializes with key stakeholdersCommunicates to various cross-functional levels of the organization, including front line personnel, senior management and external partiesCollaborates with the business to prioritize implementation of recommendations to strengthen compliance maturity for programs and productsPartners with cross-functional stakeholders (.

Legal & Compliance, Internal Audit, Finance, Business, Risk, Security and Technology teams) on reviews, remediation and process improvementsDesign creative solutions to scale testing as required.

Participates and leads special projects, initiatives, input goals as required.

Keeps up-to-date on industry and regulatory changes

Establishes trust and collaboration with cross-functional stakeholders and team members

Intuit provides a competitive compensation package with a strong pay for performance rewards approach. The expected base pay range for this position is Bay Area California $149,000 - 201,500, Southern California $137,500 - 186,000.

This position will be eligible for a cash bonus, equity rewards and benefits, in accordance with our applicable plans and programs .

Pay offered is based on factors such as job-related knowledge, skills, experience, and work location. To drive ongoing pay equity for employees, Intuit conducts regular comparisons across categories of ethnicity and gender.