Squarepoint is a global investment management firm that utilizes a diversified portfolio of systematic and quantitative strategies across financial markets that seeks to achieve high quality, uncorrelated returns for our clients.
We have deep expertise in trading, technology and operations and attribute our success to rigorous scientific research. As a technology and data-driven firm, we design and build our own cutting-edge systems, from high performance trading platforms to large scale data analysis and compute farms.
With offices around the globe, we emphasize true, global collaboration by aligning our investment, technology, and operations teams functionally around the world.
Building on our quantitative research platform and process-driven approach, Squarepoint also runs discretionary strategies to augment our systematic approach and monetize opportunities which may not be suitable to be traded in a systematic strategy.
Role : Compliance Analyst
Department : Compliance
Location(s) : Montreal
The Compliance Department at Squarepoint has a wide range of roles and responsibilities that seek to :
- Maintain and protect the good reputation of the firm
- Promote a strong culture of compliance and ethical behavior
- Ensure compliance with the multitude of laws and regulations that the firm is subject to
Position Overview :
- Support the Compliance department in the delivery of the wider compliance program
- Assist with PA Dealing approvals and certifications
- Prepare and review data used for regulatory reporting to SEC, FCA and MAS
- Review and allocate invoices owned by the Compliance department
- Assist with trade surveillance monitoring to detect market abuse or improper trading behavior
- Conducting daily analysis of automated surveillance alerts through systems such as SMARTS
- Carry out audio and electronic communications surveillance
- Assist with e-discovery requests
- Conduct periodic forensic testing and reviews in accordance with the Compliance Monitoring Plan
Required Qualifications :
- Bachelor's degree in finance, business, or a related field; or professional certification (e.g., CAMS) preferred
- 1-3 years of compliance, audit, risk or regulatory experience
- Knowledge of various financial products and markets
- Excellent administrative skills and the ability to prioritize tasks to meet deadlines
- Ability to maintain a high level of confidentiality while handing protected and sensitive material
- Strong written and verbal communication skills
Infor Erp-sr Application Analyst-security Operations / Compliance - 3543
Senior Application Analyst with Security Operations / Compliance qualifications. The Senior Applications Analyst - Application Security Operations is responsible for managing and maintaining the security model of the Infor FSM (Finance & Supply Chain Management) ERP ecosystem. The Senior Application...
Senior Business Analyst | Compliance and Surveillance
Gain exposure to key Risk Projects by joining our Risk Management Group as a Senior Business Analyst. What role will you play?The role will involve working with Compliance and Surveillance stakeholders, colleagues in technology, operations, and other business groups to assess and define requirements...
Global Advisory, Legal & Compliance Analyst, NY
We are seeking an Analyst to provide compliance monitoring and support in connection with our broker-dealer compliance program. The Analyst will work closely with our attorneys and other legal and compliance personnel and will also interface with the firm’s investment banking personnel. The Analyst ...
Digital Communications Surveillance Jr. Analyst – Compliance & Risk
In the role of Digital Communication Surveillance Analyst, you will be keeping up with developments in digital communication and surveillance technology and be challenged to devise proactive compliance and risk management responses. Our team, in the Global Compliance Department of S&P Global Ratings...
Sr. Business Analyst, Compliance Technology- IT
Business Analyst, Compliance Technology- IT. Business analysts may be assigned by project, line of business or technology platform and are expected to participate in every stage of the development lifecycle, from analysis and design through testing, release and maintenance while adhering to current ...
Finance Compliance Analyst
As a Finance Compliance Analyst, you will provide oversight for the financial and operational aspects of grant billing and compliance, particularly with federal grants like those from the Federal Transit Administration (FTA). Assist with maintaining and improving systems for grant compliance. Monito...
Senior Accounting Policy & Compliance Analyst
In addition, the position is responsible for SOX, compliance inquiries and vendor management requests. Keep current on industry accounting issues and literature to ensure companywide compliance and application. Work collaboratively with external auditors and other outside sources to ensure accountin...
M/WBE Outreach & Compliance Analyst
The NYC Department of Design and Construction, Office of Diversity, and Industry Relations (ODIR) seeks a Minority and Women-Owned Business Enterprise (M/WBE) Outreach and Compliance Analyst. The M/WBE Outreach and Compliance Analyst will coordinate and attend networking and outreach events; maintai...
Lead Analyst, Compliance Quality Assurance
Circle is looking for an enthusiastic, knowledgeable and focused Lead Quality Analyst to join the Compliance Operations Scaled Services team. You will be responsible for assisting the Manager, Compliance Quality Control and Assurance in overseeing the completion of quality reviews, contributing to t...
Lead Government Accounting and Compliance Analyst
Lead Government Accounting Analyst. Accounting & Government Compliance organization. This position will report directly to the Director of Government Accounting & Compliance. It will support government accounting and compliance activities such as developing and submitting direct and indirect rate pr...