Job Description
Job Description
Job Title : Operations Associate
Company : Financial Services Firm
Job Description :
A prestigious financial services firm seeks a dedicated and detail-oriented Operations Associate to join our dynamic Operations department.
The successful candidate will play a critical role in asset movement, account opening, and account transfer requests, ensuring seamless operations within the firm.
This position requires a deep understanding of industry regulations and firm policies, coupled with a professional demeanor in client-facing interactions.
Key Responsibilities :
- Facilitate the accurate and timely movement of assets, ensuring compliance with industry regulations and firm policies.
- Oversee the process of account opening and account transfers, maintaining meticulous attention to detail.
- Develop and maintain an in-depth knowledge of relevant industry rules and regulations.
- Provide exceptional client service through clear and courteous communication, demonstrating professionalism in all interactions.
- Collaborate with internal teams to streamline operations and enhance efficiency.
Qualifications :
- Experience :
- 1-3 years of professional or administrative experience, preferably within the financial services industry.
- Licenses :
- Series 7 and Series 66 licenses required, or the ability to obtain them within 18 months of hire.
- Education :
- Bachelors Degree preferred.
- Skills :
- Outstanding communication, presentation, and organizational skills.
- Strong attention to detail and ability to manage multiple tasks simultaneously.
- Professional demeanor with the ability to handle client interactions tactfully and courteously.
Additional Information :
- This role offers the opportunity to develop a comprehensive understanding of the financial services industry.
- The ideal candidate will exhibit a proactive approach, a strong sense of responsibility, and a commitment to continuous improvement.
Application Process :
Interested candidates are invited to submit their resume and a cover letter detailing their qualifications and experience to [email protected]
We look forward to reviewing your application and exploring how you can contribute to our firm's success.
Join our team and contribute to the high standards of service and operational excellence that define our firm.
Seasonal Stockroom Operations Associate
Kohl's offers a variety of benefits to associates depending on full-time/part-time status and work hours, including: WORK LIFE BALANCE (PTO, Vacation Buy Program, Parental Leave), HEALTH & WELLNESS (Medical, Dental, Vision and other short and long term disability programs, Emergency health and welln...
Associate Product Operations Manager.
We're hiring an Associate, Product Operations to join our Product Operations team. As an Associate Product Operations Manager, you will partner closely with Product team members, Engineering, business teams, external partners, & other stakeholders across two domains. The Product Operations team unlo...
Associate, Procurement Operations.
We are currently seeking an innovative & motivated candidate to join our Procurement Center of Excellence! The Associate, Procurement Ops will be responsible for working in-tandem with our HelloConnect offshore team to ensure operational excellence across our Procurement & Inbound Operations teams. ...
Senior Product Delivery Associate - Omni Channel Operations
As a Senior Product Delivery Associate in the Personalization & Customer Insights team, you are trusted with enabling the delivery of products in a stable and scalable way. ...
Associate, Operations Transformation Strategy.
We're hiring an Associate to join our Ops Transformation Strategy team. We are looking for a high-performing Associate to join our Ops Transformation & Strategy team. This is a fast moving team focused on creating value in Operations: increasing efficiency, reducing costs, reducing risk, building fo...
Temporary Operations Associate, Rochester
You will accomplish a variety of operations responsibilities including picking, packing, receiving product both within our site and accompanying kitchen (if applicable), and working with our partner drivers. ...
Strategy & Operations Associate, Global Operations.
As a Strategy & Operations Associate, you will join one of our central Strategy & Operations teams (Fleet, Driver, Support) & lead a diverse array of projects directly impacting Vias operations. Operational excellence: Manage essential aspects of daily operations to ensure successful service launche...
Sr Associate, Operations Services
As an Operations Services Specialist, you're leveraging your industry expertise to create actionable solutions for the most challenging operational issues. Collaborate with leaders, associates, vendors and/or other business partners to plan, develop and execute key projects and initiatives. Connect ...
Strategy & Operations Associate Principal, Global Operations.
As a Strategy & Operations Associate, you will join one of our central Strategy & Operations teams (Fleet, Driver, Support) & lead a diverse array of projects directly impacting Vias operations. Operational excellence: Manage essential aspects of daily operations to ensure successful service launche...
Associate Operations Manager.
Lead a Procurement Pod/Regions operations managing weekly execution & deadlines. ...