A company is looking for a Chief Compliance Officer for their Swap Dealer operations.Key ResponsibilitiesLead and oversee compliance programs for Swap Dealer employees, ensuring adherence to regulationsManage a team of compliance professionals focused on SDR reporting, trade surveillance, and trade reconstructionOversee the conversion of core systems and implementation of new transaction surveillance platformsRequired QualificationsStrong understanding of Interest Rate swaps, Commodity hedging, and Foreign Exchange transactionsSignificant experience with CFTC / NFA swap dealer regulations, including SDR reportingThorough understanding of industry trends and regulatory intelligence resourcesFamiliarity with back office and transactional systemsSatisfy NFA swaps proficiency requirements
Swap Dealer Chief Compliance Officer
A company is looking for a Chief Compliance Officer for their Swap Dealer operations. ...
Chief Compliance Officer
In this role, you will provide strategic guidance on existing and emerging compliance requirements, introduce compliance programs as needed, conduct data-driven evaluation of ongoing compliance efforts, and conduct risk assessment and mitigation in support of company goals. Engage with third party v...
Chief Compliance Officer
A company is looking for a Chief Compliance Officer to support its mission of democratizing the AI revolution in a compliant manner. ...
BDO Capital Advisors, President & Chief Compliance Officer
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Chief Compliance Officer
A company is looking for a Chief Compliance Officer to support its mission of democratizing the AI revolution in a compliant manner. ...
BSA Compliance Officer - Financial Crimes
The Senior BSA Compliance Officer reports to the Head of Risk and Compliance, is a strategic member of the compliance team and will be the designated BSA Officer. Will advise the Head of Risk and Compliance and other staff of issues and recommendations to correct, preserve and/or enhance compliance ...
BSA Compliance Officer - Financial Crimes
The BSA Compliance Officer reports to the Head of Risk and Compliance, is a strategic member of the compliance team and will be the designated BSA Officer. Will advise the Head of Risk and Compliance and other staff of issues and recommendations to correct, preserve and/or enhance compliance activit...
Compliance Officer
The Compliance Officer is responsible for ensuring that the healthcare practice adheres to regulatory requirements and internal policies. This role involves monitoring compliance efforts, conducting audits, and providing training to staff to promote a culture of compliance. Develop, implement, and m...
Compliance Officer
Our client, a leading private real estate lender with a robust team and over $350 million in capital, is seeking a Compliance Officer to ensure adherence to all regulations in their mortgage and investment activities. Compliance Officer Responsibilities:. Compliance Officer Qualifications:. Implemen...
Seasonal Business Tax Specialist
At Intuit we believe everyone should have the opportunity to prosper, which is why our mission is Powering Prosperity Around the World.Being a mission-driven company includes living our values everyday and nothing is more important to us than the success of our customers.You will be working toward a...