We are looking for a Senior Compliance Officer for a strong community bank that offers a collaborative culture and outstanding leadership.
Must have at least 5-7 years of Compliance experience!
Job Description Compliance Officer
The role of the Compliance Officer is to develop, administer and monitor the Bank’s programs for compliance with laws, regulations and rules governing operations and product offerings.
The Compliance Officer will inform and educate appropriate personnel, senior management and the Board of Directors of all compliance responsibilities.
The Compliance Officer will administer compliance-related training for the bank’s employees. The Compliance Officer is responsible for communicating with the Bank’s independent compliance audit firm and regulatory examination personnel.
Compliance Program administration.
- Maintain the Bank’s compliance library, utilizing current technology capabilities.
- Serve as in-house expert to provide compliance advice and guidance to all Bank staff.
- Work with management in developing new products and / or modifying existing ones
- Review and update policies and procedures under the guidance and supervision of senior management and the Board of Directors.
- Coordinate annual compliance audit
- Work with management to correct deficiencies and / or improve operational efficiencies
- Review advertisements and new products for compliance
- Manage the Bank’s BSA Officer and administer BSA Policy and program.
To be considered for this position please apply with a resume. If this position is not right for you any referrals would be much appreciated.
Please reach out to [email protected].
All qualified applicants will receive consideration without regard to race, age, color, sex (including pregnancy), religion, national origin, disability, sexual orientation, gender identity, marital status, military status, genetic information, or any other status protected by applicable laws or regulations.
GPAC (Growing People and Companies) is an award-winning search firm specializing in placing quality professionals within multiple industries across the United States since 1990.
We are extremely competitive, client-focused and realize that our value is in our ability to deliver the right solutions at the right time.
Senior Compliance Officer - SC
A company is looking for a Senior Compliance Professional to ensure compliance with governmental requirements for their Medicaid business in South Carolina. ...
Senior Compliance Officer
The Compliance Officer will inform and educate appropriate personnel, senior management and the Board of Directors of all compliance responsibilities. We are looking for a Senior Compliance Officer for a strong community bank that offers a collaborative culture and outstanding leadership. The r...
Senior Vice President Compliance & Risk Officer, Retirement & Private Wealth
Hub Retirement and Private Wealth ("RPW"), will be a highly visible, senior leadership position, reporting directly into the Global/Executive Chiefpliance and Risk Officer, working closely with the RPW and RPW senior leadership to collectively support the growing RPW business while mitigating risk. ...
Compliance, Compliance Risk Governance - Senior Compliance Officer, Vice President
As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; ...
Senior Compliance Officer - Advisory and Guidance
The Advisory Senior Compliance Officer assists the Advisory Compliance Manager in communicating and implementing changes to the Compliance Policy, Program and Procedures as needed to improve compliance, or as required by amendments to the regulations. The Advisory Senior Compliance Officer serves as...
Senior Compliance Officer
The Compliance Officer will inform and educate appropriate personnel, senior management and the Board of Directors of all compliance responsibilities. We are looking for a Senior Compliance Officer for a strong community bank that offers a collaborative culture and outstanding leadership. The r...
Senior Lead Compliance Officer - Conflicts Strategy
Senior Lead Compliance Officer. The Senior Lead Compliance Officer (SLCO) will report to the head of COI Governance and Oversight and engage with team managers and other key stakeholders, to identify new processes, process changes, or projects needed to improve the effectiveness and efficiencies of ...
Senior Vice President Compliance & Risk Officer, Retirement & Private Wealth
Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer, working closely with the RPW and RPW senior leadership to collectively support the growing RPW business while mitigating ri...
Compliance Assurance Analyst
The Compliance Assurance Analyst will be responsible for leading and executing complex audits on a variety of systems, applications, processes, key performance indicators (KPIs) and metrics to support best in class compliance standards for NRG Retail brands. Meticulously review the information gathe...
Compliance Business Analyst, VP - Compliance Data & Systems (HYBRID)
The Technology Lead Business Analyst is a senior-level position responsible for liaising between business users and technologists to exchange information in a concise, logical and understandable way in coordination with the Technology team. Appropriately assess risk when business decisions are made,...