Internal Audit Director - Non-Financial Risk (Compliance) Technology

Morgan Stanley
New York, United States
$75K-$130K a year
Permanent
Full-time

We're seeking someone to join our team as a Director to provide audit coverage for application controls and system infrastructure used in support of Non-Financial Risk pliance and Global Financial Crimes) Technology audit.

The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an independent and well-informed view and impactful messages about the most important risks facing our Firm.

This is aplished by performing a range of assurance activities to independently assess the quality and effectiveness of Morgan Stanley's system of internal control, including risk management andernance systems and processes.

IAD serves as an objective and independent function within the Firm's risk management framework to foster continual improvement of risk management processes.

This is a Director level position within Technology Audit, which is responsible for inspecting controls in in the applications that support all three lines of business..

Morgan Stanley is an industry leader in financial services, known for mobilizing capital to helpernments, corporations, institutions and individuals around the world achieve their financial goals.

Location : New York, NY (Hybrid 3x per week in office)

Interested in joining a team that's eager to create, innovate and make an impact on the world? Read on...

What you'll do in the role :

  • Help identify risk and impact to relevant coverage area to prioritize areas of focus
  • Execute and lead aspects of assurance activities (, audits, continuous monitoring, closure verification) to assess risk and formulate a view on the control environment
  • Facilitate conversations with stakeholders on risks, their impact and how well they are managed in a clear, timely and structured manner
  • Assist in managing multiple deliverables in line with team priorities
  • Solicit and provide feedback and participate in formal and on-the-job training to further develop self and peers
  • Execute planning, testing and reporting phases of the integrated audit engagements and provide audit coverage for application controls and system infrastructure used in support ofpliance and Global Financial Crimes (GFC) business processes
  • Understand, analyze, and test automated controls over application processing integrity, data quality, agile change management, application and system security, production management, and system resiliency

What you'll bring to the role :

  • At least 4 years' relevant experience would generally be expected to find the skills required for this role
  • Understanding of business line and key regulations relevant to coverage area
  • Strong understanding of audit principles, methodology, tools and processes (, risk assessments, planning, testing, reporting and continuous monitoring)
  • Ability to identify and analyze multiple data sources to inform point of view
  • Ability to ask meaningful questions, understand various viewpoints and adapt messaging accordingly
  • Amitment to practicing inclusive behaviors
  • Bachelor's Degree puter Science or IT related preferred)
  • CISA, CISSP or CPA certification a plus

What you can expect from Morgan Stanley :

We aremitted to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 85 years.

At our foundation are five core values : putting clients first, doing the right thing, leading with exceptional ideas,mitting to diversity and inclusion, and giving back that guide our more than 80,000 employees in 1,200 offices across 42 countries.

At Morgan Stanley, you will find trusted colleagues,mitted mentors and a culture that values diverse perspectives, individual intellect and cross-collaboration.

We Firm is differentiated by the caliber of our diverse team. While ourpany culture andmitment to inclusion define our legacy and shape our future, helping to strengthen our business and bring value to clients around the world.

Learn more about how we put thismitment to action : morganstanley / diversity. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive andprehensive employee benefits and perks in the industry.

Expected base pay rates for the role will be between $75,000 and $130,000 per year at themencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the totalpensation package, which, depending on the position, may also includemission earnings, incentivepensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.

Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence.

Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools.

We want to be the first choice for prospective employees.

It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership / union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.

Morgan Stanley is an equal opportunity employermitted to diversifying its workforce (M / F / Disability / Vet).

Job ID 3252811

30+ days ago
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