Associate
Associate with Goldman Sachs & Co. LLC in Dallas, Texas. Serve as the regulatory interface for internal and external business partners including auditors, custodians, trading desks, client relationship management, and other operational teams.
Coordinate quarterly and monthly board reporting for our 1940 Act Proprietary and Sub-Advised funds and Fiscal year end Form N-CEN filings to the SEC.
Requires : Master’s degree (U.S. or foreign equivalent) in Business Administration, Management, Finance, Economics, Accounting or related field and one (1) year of experience in the job offered or a related role OR Bachelor’s degree (U.
S. or foreign equivalent) in Business Administration, Management, Finance, Economics, Accounting or related field and three (3) years of experience in the job offered or a related role.
- Must have one (1) year of experience with a Master’s degree or three (3) years of experience with a Bachelor’s degree with the following : conducting financial regulatory reporting;
- creating Board Reports for 1940 Act Prop and Sub Advised Funds; ensuring data accuracy and oversight in handling requests relating to regulations and audits;
- preparing daily correspondence with strategic business partners to review open requests and assign ownership; applying knowledge of financial principles and products;
- project management and partnering with internal and external business stakeholder for regulatory filings : NCEN, ADV and ADV E (Surprise Custody Exam);
and performing risk management controls for FINRA limit(s) monitoring, CFTC de-Minimis exemptions and affiliated transaction reporting.
Job Code : 7312866QUALIFIED APPLICANTS : Apply at gs.com and click on "Careers." NO PHONE CALLS PLEASE. The Goldman Sachs Group, Inc.
2024. All rights reserved. Goldman Sachs is an equal employment / affirmative action employer Female / Minority / Disability / Veteran / Sexual Orientation / Gender Identity.