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Associate General Counsel Brokerage - State Licensed

VirtualVocations
Glendale, Arizona, United States
Full-time

A company is looking for an Associate General Counsel, Brokerage.Key Responsibilities : Structure and support the trading business line from a legal perspectiveAnalyze complex regulatory frameworks and communicate findings clearlyShepherd affiliates through various brokerage regulatory approvals and analogize regulations to new productsRequired Qualifications : J.

D. degreeExperience advising on commodities or securities transactionsBackground in drafting and negotiating trading agreementsStrong knowledge of federal securities and / or commodities trading regulationFINRA and securities trading legal experience

6 days ago
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