A company is looking for a Chief Compliance Officer to ensure adherence to laws, regulations, and industry standards while promoting a culture of integrity.
Key ResponsibilitiesDevelop and maintain compliance policies, procedures, and controlsConduct compliance monitoring and prepare regulatory reportsOversee compliance training and manage regulatory inquiries and incidentsRequired Qualifications7+ years of compliance experienceStrong knowledge of SEC regulations and lawsIn-depth understanding of BSA, OFAC, KYC, and EDD requirementsExperience working with outside legal counselMust love dogs
Chief Compliance Officer Crypto
A company is looking for a Chief Compliance Officer (CCO) and Anti-Money Laundering Compliance Officer (AMLCO). ...
Chief Compliance Officer
The Chief Compliance Officer (CCO) is responsible for designing, implementing, updating, monitoring, and advancing an effective enterprise-wide operational and regulatory compliance program. Minimum of seven years’ relevant experience as a senior compliance officer in a healthcare institution. The C...
Chief Compliance Officer
A company is looking for a Chief Compliance Officer to ensure adherence to laws, regulations, and industry standards while promoting a culture of integrity. ...
Chief Compliance Officer
The Chief Compliance Officer (“CCO”) is ultimately responsible for the compliance functions of the RIA, Oxford Financial Group, LLC (“Oxford”) and the commodity pool operator. The person who is in this role may also serve as a BSA Officer of the Trust Company of Oxford (“TCO”), but is not an officer...
BDO Capital Advisors, President & Chief Compliance Officer
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Fair Lending and Compliance Specialist
The Fair Lending and Compliance Specialist is primarily responsible for administering monitoring programs under the Company's compliance management system to assist in managing compliance and fair lending risk across the organization. Support the Compliance Management System established by the Chief...
Claims Compliance Specialist
Supporting the drafting of North America Claim Quality Assurance and Compliance policies, procedures, standards, processes, workflows, guidelines training, and other documents necessary to drive compliance initiatives for AXIS North America Claims in support of a center of excellence within NA Claim...
Chief of Staff - Engineering
A company is looking for an Engineering Chief of Staff. ...
Chief Operating Officer
The Chief Operations Officer must amplify what's working, optimize current capabilities and capitalize on the sense of opportunity with which the new strategy is being greeted. ...
Security/Compliance Analyst
Support compliance audits and assessments, such as SOC2, NIST and ISO 27001, by providing documentation and evidence of compliance. We are looking for a top tier Security Analyst to join our team and help us protect our network and systems from cyber threats. Develop and implement security policies,...