Compliance, Asset Management Alternatives Compliance, Associate / Vice President

Goldman Sachs
New York, United States
$115K-$250K a year
Permanent
Full-time
Part-time

Responsibilities

  • Cover AM Alternatives personnel and provide advice on how to conduct the firm's business in a manner thatplies with the vast array of applicable rules, regulations and regulatory expectations
  • Develop, draft and maintainpliance policies and procedures outlining firm requirements, regulations and best practices
  • Review equity and debt investments in privatepanies for potential regulatory, legal and reputational risks and work with deal teams and other control side personnel to address such risks
  • Create and implementpliance training programs
  • Review and advise on product marketing materials
  • Perform look-back reviews, oversight and surveillances to assesspliance risks and breaches
  • Assist with regulatory examinations, audits and inquiries
  • Analyze new or amended laws, rules and regulations in order to formulate practical solutions to industry-wide issues
  • Coordinate with the business, Legal, Technology and other divisions across the firm on new initiatives

Qualifications :

  • Bachelor's Degree, JD or MBA
  • 3 - 7 yearspliance, Legal, Regulatory or Financial Services industry experience
  • Excellentmunications skills
  • Ability to handle multiple tasks simultaneously and work under pressure

About Goldman Sachs

At Goldman Sachs, wemit our people, capital and ideas to help our clients, shareholders and themunities we serve to grow.

Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We'remitted to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs.

Learn more about our culture, benefits, and people at GS / careers.

We'remitted to finding reasonable amodations for candidates with special needs or disabilities during our recruiting process.

Learn more : / / goldmansachs / careers / footer /

The Goldman Sachs Group, Inc., 2023. All rights reserved.

Goldman Sachs is an equal employment / affirmative action employer Female / Minority / Disability / Veteran / Sexual Orientation / Gender Identity

Salary Range

The expected base salary for this New York, New York, United States-based position is $115000-$250000. In addition, you may be eligible for a discretionary bonus if you are an active employee as of fiscal year-end.

Benefits

Goldman Sachs ismitted to providing our people with valuable andpetitive benefits and wellness offerings, as it is a core part of providing a strong overall employee experience.

A summary of these offerings, which are generally available to active, non-temporary, full-time and part-time US employees who work at least 20 hours per week, can be found here .

Job ID 300007956413804

30+ days ago
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