What you’ll do
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- Lead critical aspects of RHC's compliance program, including designing, implementing, documenting, auditing, and updating policies and procedures based on evolving regulatory requirements
- Lead the delivery of a risk-based compliance monitoring & testing program
- Conduct reviews on the adequacy and relevance of regulatory and compliance strategies, policies and frameworks, and supervise remediation plans to address control deficiencies
- Identify areas of non-compliance or partial compliance of the business through a gap analysis of applicable laws and regulations, and design and implement remediation plans
- Provide timely advisory and support the business on all compliance matters, especially on high-risk compliance issues
- Create, manage, and continuously improve compliance training programs to all employees on relevant regulatory and legislative requirements
- Be responsible for compliance reporting
What you bring
- Passion for Robinhood's products and our mission to democratize finance for all
- 3+ years leadership and management experience, providing coaching when needed and performing annual reviews and assessments
- 6+ years working in compliance, audit, risk, or a relevant function
- Familiarity with crypto operations a plus but not required
- Bachelor's degree or equivalent practical experience
- Resourceful, autonomous, and adaptive in a fast-paced, entrepreneurial environment
- Experience managing projects collaborating with technical and non-technical teams
- Strong communication skills that build trusted relationships across the enterprise with technical and non-technical business partners
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