Senior Business Control Specialist - GCAOO QC/QA Governance

Description

Global Credit, Anti-Money Laundering (AML) and Onboarding Operations (GCAOO) delivers credit fulfillment, service and operations of credit offerings, operational accountability for leasing and trade finance solutions;

AML monitoring and refresh of client information; Onboarding for global market clients. The GCAOO Quality Control / Quality Assurance (QC / QA) team provides operational support by monitoring the completion of critical customer due diligence requirements as directed by the Bank Secrecy Act (BSA) and / or the Financial Crimes Global Standard with coverage extending to horizontal lines of business.

The GCAOO QC / QA team is seeking to strengthen its risk management and infrastructure by focusing on key AML customer due diligence processes that have high risk and significant visibility.

The incumbent for this position will be part of the newly created AML QC / QA team that is responsible for implementing the QC / QA strategy across multiple lines of business by deploying enhanced control monitoring and reporting to drive process improvements and oversight.

Role Responsibilities :

• Defines scope, sampling requirements, and minimum requirements / standards for the GCAOO QC / QA program.
• Executes governance routines that measure the adherence to the GCAOO QC / QA program requirements, including sampling adherence, root cause analysis for underperforming processes, corrective action plans, and reporting.
• Analysis of quality results to pinpoint trends, themes, or areas requiring attention.
• Works with senior management and other team members to produce performance results and analysis packages for senior management and communicates performance by facilitating meeting routines.
• Maintains a culture of compliance and supports the identification, escalation and timely mitigation of compliance / quality risks.
• Applies knowledge and expertise to influence business managers and peers to ensure enforcement of the QC / QA program.
• Interfaces with auditors, business and support leaders.

Required Skills and Experience

• 3+ years of experience with risk management, and / or AML Know-Your-Client / Client Due Diligence (KYC / CDD disciplines in a global investment bank
• Highly motivated, proactive and a self-starter; strong sense of ownership & ability to create and execute plans without daily oversight Awareness and understanding of the wider business, market and regulatory environment
• Ability to interact and influence across all levels of the organization
• Excellent verbal, written, and interpersonal communication skills
• Data management experience (data quality, governance, etc.)
• Strong Microsoft Office Suite (Excel, PowerPoint, Visio, etc.) experience
• Highly motivated, proactive and a self-starter; strong sense of ownership & ability to create and execute plans without daily oversight
• Control focused mindset and relative understanding of regulatory and reputational risks by applying adequate business context for appropriate groups like audit, regulators
• Ability to manage multiple projects at once by prioritization and meeting deadlines
• Able to identify and remediate risks in a timely manner
• Critical thinker; ability to analyze problems and identify both tactical and strategic solutions to address

Desired Skills

• Knowledge of AML and / or GBGM businesses preferred
• Ability to assess the effectiveness of arrangements to deliver effective governance, oversight and controls in the business
• Project management, ability to deliver change at program level
• Strong interpersonal and overall communication skills (written and verbal)
• Must be flexible and have experience working in a fast paced environment

Shift :

1st shift (United States of America)

Hours Per Week :