Swap Dealer Chief Compliance Officer

VirtualVocations
Jamaica, New York, United States
Full-time

A company is looking for a Chief Compliance Officer for their Swap Dealer operations.Key ResponsibilitiesLead and oversee compliance programs for Swap Dealer employees, ensuring adherence to regulationsManage a team of compliance professionals focused on SDR reporting, trade surveillance, and trade reconstructionOversee the conversion of core systems and implementation of new transaction surveillance platformsRequired QualificationsStrong understanding of Interest Rate swaps, Commodity hedging, and Foreign Exchange transactionsSignificant experience with CFTC / NFA swap dealer regulations, including SDR reportingThorough understanding of industry trends and regulatory intelligence resourcesFamiliarity with back office and transactional systemsSatisfy NFA swaps proficiency requirements

5 days ago
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