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FINRA Investment SME

VirtualVocations
Alpharetta, Georgia, United States
Temporary

A company is looking for a FINRA Investment SME.Key Responsibilities : Manage compliance activities related to FINRA regulationsUtilize Series 6 and Series 26 licenses for investment and insurance purposesWork remotely on a 6+ month contractRequired Qualifications : Hold a FINRA license - Series 6 and Series 26Prior experience in Investment and InsuranceMid to senior level expertise in Accounting / Auditing, Finance, or related fieldsContract employment background

16 days ago
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