Senior Regional Manager, Schwab Wealth Advisory - Charles Schwab
Position Type : RegularYour opportunityInvestor Advice Solutions consists of Schwab Wealth Advisory, Centralized Service & Operations and Wealth Strategies Consulting Group.
Schwab Wealth Advisory is a premier, fee based and non-discretionary investment advisory solution providing clients with a personal relationship, specialized service and ongoing advice built on Schwab’s approach to investing.
The Centralized Service & Operations group supports Fixed Income and Schwab Wealth Advisory clients as the client facing phone teams.
The Wealth Strategies Consulting Group addresses complex wealth management needs of clients through our Planning and Wealth Strategy teams.
Additionally, they provide specialized products to meet income generation, risk mitigation, and liquidity needs. As a Senior Regional Manager you will coach and counsel a team of 10-12 Wealth Advisors and Associate Wealth Advisors in a collaborative environment designed to both grow and support the client base they support.
We value integrity, open communication, strong market knowledge, and a passion for client service. If you want to work with a firm that is dynamic, client focused, invests in your growth, and values your contributions, consider a career as a Senior Regional Manager.
What you have What you are good at-Motivating As a leader you will inspire your team by providing support and championing the collaborative Schwab culture.
Building collaborative relationships- You will build and foster relationships with internal partners as well as clients.
Internal partners will include Branch Managers, Regional Branch Executives and Directors within the Investor Advice Solutions division.
Developing others - We are seeking an individual with extensive financial services experience to share with their team of CFP® or CFA® investment professionals.
Managing change- The Senior Regional Manager will establish strategies and design plans to ensure that asset and service targets are met.
Managing performance- Part of this role includes the monitoring of client interactions and coaching to improve service and advice quality.
You will coach to daily planning and execution that is being provided to SWAI clients. This includes performing the compliance and administrative tasks inherent in our industry.
We place a premium on high performance, quality service and the ability to execute the Schwab strategy. Essential skills include : CFP® designation, CFA® designation, or a Master’s Degree in Personal Financial Planning required (may consider 24 month condition of employment)Bachelor’s Degree requiredActive and valid FINRA Series 7 license requiredActive and valid FINRA 66 license required (may consider a 120-day COE)Active and valid FINRA 9 / 10 required (may consider a 120-day COE)Five plus years’ experience in the financial services industryMinimum of 2 years supervisory experience strongly preferredIn addition to the salary range, this role is also eligible for bonus or incentive opportunities.
What’s in it for youAt Schwab, we’re committed to empowering our employees’ personal and professional success. Our purpose-driven, supportive culture, and focus on your development means you’ll get the tools you need to make a positive difference in the finance industry.
Our Hybrid Work and Flexibility approach balances our ongoing commitment to workplace flexibility, serving our clients, and our strong belief in the value of being together in person on a regular basis.
We offer a competitive benefits package that takes care of the whole you both today and in the future : 401(k) with company match and Employee stock purchase planPaid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positionsPaid parental leave and family building benefitsTuition reimbursementHealth, dental, and vision insurance
Sr. Manager, Wealth Advisor - Schwab Wealth Advisory
Manager, Wealth Advisor within Schwab Wealth Advisory (SWA), you are joining a premier, fee-based, and non-discretionary investment advisory solution, providing clients with a personal relationship, specialized service, and ongoing advice built on Schwab’s approach to investing. You will have a dire...
Senior Manager Security Engineering
Multiple certifications in cybersecurity and cloud cybersecurity highly preferred (CISSP-Certified Information Systems Security Professional, CCSP - Certified Cloud Security Professional, CISM - Certified Information Security Manager, CCSK - Certificate of Cloud Security Knowledge). At Schwab, we’re...
Advisor Services Senior Manager
As a Senior Service Team Manager, you will provide leadership, management, and general oversight in Advisor Services. At Schwab, you’re empowered to make an impact on your career. Day-to-day, a Service Team Manager invests a majority of their time into the coaching and development of their professio...
Senior Engineer, Vulnerability Management
Information security certifications, including Certified Information Systems Security Professional (CISSP), GIAC certification, or Certified Information Security Manager (CISM); or willingness to obtain to support job responsibilities. At Schwab, we’remitted to empowering our employees’ personal and...
Senior Mainframe Capacity Planning Analyst
We are looking for an experienced Senior Manager, Systems Engineering (Individual Contributor) to join an exceptional team of resources whose mission is to provide best in class infrastructure operations to our clients. At Schwab, you’re empowered to make an impact on your career. Our employees get ...
Senior Vice President Regional Manager - Distributed Retail Sales
Senior Vice President Regional Manager - Distributed Retail Sales. AmeriHome Mortgage LLC, A Western Alliance Bank Company, is seeking an experienced SVP Regional Manager, Distributed Retail Sales. Responsible to hire and manage teams of Mortgage Loan Officers, Sales Managers and Sales Support manag...
Defined Contribution Plan Manager
Schwab Retirement Plan Services provides third party recordkeeping and retirement plan administration to midsized and large employers nationwide. Schwab believes that the provider matters, and we are committed to the financial fitness of all participants and clients. Performing tests on the largest\...
Tax Senior Manager - Business Tax Services - Investment Management - Private Wealth (Central Region Office Locations)
As a Tax Senior Manager in our Private Wealth Tax practice, you will perform high-level reviews of tax research of individual, fiduciary, partnership, closely-held corporations, estate, and gift work papers and tax returns, as well prepare and lead client meetings on compliance and consulting projec...
Facility Engineering Manager, Corporate Retail
The Retail Engineering Manager is responsible to bring best-in-class knowledge operating and maintaining mechanical equipment, and buildings on across Schwab facilities. The Engineering Manager assists developing the go forward strategy for the Critical Engineering portfolio and works with vendors, ...
Specialist, Trading & Trade Support
Charles Schwab Investment Management (CSIM), the asset management arm of Charles Schwab Corporation, has over $300 Billion in assets under management (AUM) and is one of the nation’s largest retail money managers. The CSIM Trade Operations Team (TOPS) provides control and oversight to the portfolio ...