Mid-Level Investment Management Regulatory Associate Attorney
Company name :
Take the next step in your career now, scroll down to read the full role description and make your application.
BCG Attorney Search
Experience : 2-10 yrs required
2-10 yrs required
Posted on : Jul 03, 2024
Jul 03, 2024
Valid Through : Aug 02, 2024
Aug 02, 2024
Profile
A law firm in Boston, MA is seeking a Mid-Level Investment Management Regulatory Associate Attorney with 3-6 years of asset management regulatory experience.
The ideal candidate will have a strong understanding of federal securities laws, particularly the Investment Advisers Act of 1940, and significant experience advising clients with global operations across diverse sectors such as private equity, private credit, institutional separate accounts, wrap / model programs, and registered funds.
Responsibilities :
- Provide legal advice and regulatory guidance to clients on matters related to the Investment Advisers Act of 1940 and other federal securities laws.
- Counsel clients on compliance issues, regulatory filings, and disclosures.
- Conduct legal research and analysis on complex regulatory issues affecting investment advisers and asset managers.
- Draft and review legal documents, including registration statements, compliance policies, and advisory agreements.
- Assist clients in navigating regulatory examinations and enforcement actions.
- Collaborate with clients and internal teams to develop and implement compliance programs.
- Stay abreast of regulatory developments and industry trends impacting investment management.
Requirements :
- Juris Doctor (J.D.) degree from an accredited law school.
- Admission to the Massachusetts Bar in good standing.
- 3-6 years of experience practicing investment management regulatory law, preferably at a large law firm, in-house legal department, or regulatory agency.
- Deep knowledge of the Investment Advisers Act of 1940 and other relevant federal securities laws.
- Experience advising clients with global operations and diverse business structures in asset management, including private equity, private credit, and registered funds.
- Strong communication skills, both written and verbal, with the ability to communicate complex legal concepts effectively.
- Excellent analytical and organizational skills, with attention to detail.
- Ability to work independently and collaboratively within a team environment.
- Proactive approach to client service and a commitment to delivering high-quality legal advice.
Preferred Skills :
- Experience with SEC examinations and regulatory enforcement matters.
- Familiarity with international investment management regulations.
- Advanced degree (LL.M.) in Securities Regulation or related field is a plus.
- Certifications related to investment management compliance (e.g., CFA, CSCP) are advantageous.
Company info : BCG Attorney Search
BCG Attorney Search
225 Franklin Street, 26th floor
Boston, Massachusetts
United States 02110
Phone : (857) 277-7381
Fax : (213) 895-7306
J-18808-Ljbffr
Quant Research Associate Intern
The Quantitative Solutions team has three primary areas of responsibility: 1) risk management for all MFS portfolios; 2) portfolio management for multi-asset class portfolios, including the Asset Allocation, Lifetime Target Date and Global Tactical Allocation products; and 3) portfolio management fo...
Associate Attorney - Fund Formation & Investment Management
Associate Attorney - Fund Formation & Investment Management. Solid fund formation and investment management experience, including structuring funds and management agreements. Fund Formation & Investment Management (FFIM) Practice Group. Managing Investment Advisers Act registration and compliance, w...
Mid-/Senior-level Intellectual Property Associate Attorney
Mid-/Senior-level Intellectual Property Associate Attorney. A law firm in Boston, MA, is seeking a highly qualified Mid-/Senior-level Intellectual Property Associate Attorney with 1-7 years of experience in patent prosecution within the biotechnology practice. Collaborate closely with clients and se...
Senior Associate, Regulatory Affairs Specialist
Performing routine regulatory operation functions in collaboration with pharmaceutical and clinical development teams to plan, develop, and compile regulatory submission content in accordance with regional regulatory requirements;. Senior Associate, Regulatory Affairs Specialist. We are seeking a Se...
Health Care Associate: Medicaid Regulatory and Policy Advising (Attorney)
Manatt, Phelps & Phillips, LLP, is seeking a highly qualified associate with two to four years of health care regulatory experience to join our growing team. Our health care transactions and regulatory team assists with the structuring and negotiation of transactions, provides strategic advice o...
Mid/senior Private Equity Mergers And Acquisitions Associate Attorney
Mid/Senior Private Equity Mergers And Acquisitions Associate Attorney. A law firm in Boston, MA, is seeking a skilled Mid/Senior Private Equity Mergers and Acquisitions Associate Attorney to join their team. Conduct due diligence, draft and negotiate transactional documents, and ensure compliance wi...
Business Management Associate
Basic understanding of investment management concepts, markets, and operational mechanics of institutional portfolios and investment vehicles. Business Management Associate. Prepare and coordinate high-level materials for executive meetings, including board presentations, strategic plans, and perfor...
Fund Formation/ Investment Management Associate
The incoming associate will advise clients on all aspects of the structuring, formation and ongoing management of private investment funds and their respective management companies, as well as a broad cross-section of institutional investors actively investing into private investment funds. We are l...
Fund Formation & Investment Management Associate - Boston
Associate – Fund Formation & Investment Management. Solid fund formation and investment management experience, including structuring funds and management agreements. Fund Formation & Investment Management (FFIM) Practice Group. Managing Investment Advisers Act registration and compliance, with a wor...
Healthcare & Life Sciences (Compliance & Regulatory) Senior-Level Attorney
We are looking to speak with senior-level Healthcare compliance attorneys to join our client’s preeminent Healthcare & Life Sciences practice groups in Boston. If you have six plus years of experience working with healthcare and/or life sciences clients on compliance issues with fraud and abuse laws...