Audit Supervisor

Position Overview :

• This job is responsible for independently performing test work during highly complex audit activities for Lines of Business (LOBs).
• Key responsibilities include independently designing and executing audit tests, assessing issues for business impact and recommending severity ratings, and establishing business partner relationships.
• Job expectations include evaluating the control environment, fostering an inclusive work environment, applying product, business, and technical expertise, and supporting team members with development.
• This role is for the Global Corporate and Investment Banking audit team.
• Cover audits for businesses such as equity capital markets, debt capital markets, investment banking, corporate banking coverage and leasing.
• The team is also responsible for credit risk management and global payment services audits in EMEA.
• The consultant will be working with the team based in EMEA and APAC and most of our audits are global.
• An Audit Supervisor is expected to work with the assigned area independently and may lead small audits.

Responsibilities :

• Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and leverages automation and innovative methods in a timely and high quality manner.
• Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment.
• Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings.
• Provides input on draft audit reports and shares audit results with business leaders.
• Supports the development of peers and teams through on-the-job-training and fosters an inclusive work environment.
• Establishes business partner relationships, primarily with line management, to develop business knowledge.
• Uses innovative tools to complete audit activities more efficiently (e.g., testing).
• Support multiple projects using technology and analytic techniques to work effectively and efficiently in a fast-paced environment.

Required Qualifications :

• Minimum 5-7 years of internal audit / front office control / compliance / risk management experience with minimum 2-3 years in the banking business.
• Bachelors Degree in related field.

Skills :

• Analytical Thinking
• Audit Planning
• Internal Audit Review
• Issue Management
• Risk Management
• Attention to Detail
• Automation
• Business Acumen
• Project Management
• Technical Documentation
• Coaching
• Critical Thinking
• Relationship Building
• Written Communications
• Knowledge of banking products and processes.
• Familiar with risk and controls in the business mentioned.
• Analytical Skills
• Makes sound judgement regarding gaps and risks associated.
• Stakeholder Engagement and Communication Skills

Preferred Experience :

• Knowledge of Global Corporate and Investment Banking businesses (e.g. equity capital markets, debt capital markets, investment banking, corporate banking, leasing etc.).
• Experience with risk and control identification and assessment.
• Experience with coaching less experienced team members.

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