Manager, AML Financial Crime Risk Oversight (US)

Description

The Manager, AML Financial Crime Risk Oversight oversees the team and leads 2nd-line oversight activities and monitoring of the AML / ATF / Sanctions / ABAC compliance programs for covered TD businesses and legal entities, including managing critical program initiatives and handling complex / high-risk matters and escalations.

The Manager, AML Financial Crime Risk Oversight oversees a team that will work with reporting and metrics, model performance, tuning and validation, and data governance to develop and execute queries and reporting to provide key data across the program from centralized systems and databases.

The role will work within the Financial Crimes Screening Capabilities organization to enable teams within the Global Sanctions and ABAC, Financial Crimes Governance & Reporting, Financial Crimes Technology, and Financial Crimes Model Development and Management teams.

Depth & Scope :

• Provides people management leadership by hiring the best talent, setting goals, developing staff, managing employee performance, supporting compensation decisions, promoting teamwork, and handling disciplinary actions, as required
• Leads and manages a team of AML / ATF / Sanctions / ABAC professionals and overall operation of a diverse group in an area of moderate risk, complexity, or scope, while growing talent, developing skills and capabilities to achieve career goals, support project / initiative success and achieve business results
• Provides oversight to aspects of an assigned portfolio of mature or non-complex and dynamic TD businesses and legal entities
• Expert knowledge of the business and operational functions supported
• Leads teams with multiple points of internal and external contacts
• Work focus time horizon is medium to long term (6 months to a year) with moderate to high focus on strategic planning
• Deep knowledge and understanding of businesses / technology, and organizational practices / disciplines
• Contact for business management, external / internal auditors, dealing with non-routine information
• Sound knowledge of external competition, industry and / or market trends in relation to own function / business
• Involves contact with cross-functional teams across TDBG and external contacts

Education & Experience :

• Undergraduate degree or equivalent work experience
• 7+ years of experience

Preferred Qualifications :

• Minimum Bachelors Degree with work experience in financial institutions, major consulting firms, or technology companies specifically in data querying and analysis.
• Experience with SQL, Python, or other programming languages.
• Experience with screening and / or transaction monitoring systems.
• Experience with design and development of unique queries based on business requirements, understanding complex data structures, and tableau / powerBI preferred.
• Technical writing skills a plus.

Customer Accountabilities :

• Leads and manages a high performing team on delivery of AML / ATF / Sanctions / ABAC compliance programs and culture
• Provides guidance, leadership, coaching and development to direct reports to ensure operational results and professional / personal development objectives are achieved
• Provides strategic direction on a broad and diverse range of complex AML / ATF / Sanctions / ABAC program activities
• Proactively advises covered TD businesses of new and changed AML / ATF / Sanctions / ABAC regulatory and / or policy requirements and articulates the impact to their processes and controls
• Contributes to the development and implementation of AML / ATF / Sanctions / ABAC Compliance programs
• Works with senior business unit management / partners to develop proactive strategies, tactics, policies, and programs to effectively manage regulatory / compliance issues
• Provides insight, guidance, and recommendations and acts as a specialized resource to other departments based on subject matter expertise including, but not limited to, customer identification and due diligence, enhanced due diligence, policy, governance, training and / or compliance assurance and testing
• Manages and provides oversight on day-to-day operations of the department and participates in enterprise wide or Customer focused special projects on behalf of GAML
• Delivers subject matter expertise and AML / ATF / Sanctions / ABAC guidance to business management, including developing and maintaining management reporting and analysis
• Coordinates / Manages the team’s participation in / responses to regulatory examinations and internal / external audits, reviewing, packaging, and tracking and providing information for department executive

Who We Are :

TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches / stores.

Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world.

More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support.

We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.

TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing.

As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking.

Whether you’ve got years of banking experience or are just starting your career in financial services, we can help you realize your potential.

Through regular leadership and development conversations to mentorship and training programs, we’re here to support you towards your goals.

As an organization, we keep growing and so will you.

Our Total Rewards Package

Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical and mental well-being goals.

Total Rewards at TD includes base salary and variable compensation / incentive awards (e.g., eligibility for cash and / or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.

Additional Information :

We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home.

Colleague Development

If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.

Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD and we’re committed to helping you identify opportunities that support your goals.

Training & Onboarding

We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.

Interview Process

We’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation

If you are an applicant with a disability and need accommodations to complete the application process, email the TD Bank US Workplace Accommodations Program at .

Include your full name, best way to reach you, and the accommodation needed to assist you with the application process.

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.