SVP Compliance AdvisorVirtualVocations • Rochester, New York, United States
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SVP Compliance Advisor
VirtualVocations • Rochester, New York, United States
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A company is looking for a SVP; Compliance Advisor.
Key Responsibilities :
Lead compliance oversight and risk management for Asset Management products and personnel
Analyze risk and control environments, providing guidance on risk mitigation strategies
Interact with regulatory bodies and assist in compliance-related examinations and audits
Required Qualifications :
Bachelor's Degree in a related field
10 years of experience in compliance, legal, audit, risk, or relevant functions
Working knowledge of relevant regulations and industry best practices
Experience in providing guidance and credible challenge in supervisory frameworks
In lieu of a degree, a combined minimum of 14 years of higher education and / or work experience, including 10 years in relevant functions
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Compliance Advisor • Rochester, New York, United States
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