Compliance Officer

BridgeInvest is seeking a full-time, experienced professional to join our team as a Compliance Officer. This role that will help oversee the Company’s compliance through administering the day-to-day requirements of the Company’s compliance program.

The role is an integral member of the Compliance Department and will work with the Chief Compliance Officer to ensure stringent compliance with the legal and regulatory requirements of all local, state, federal and international laws.

The ideal candidate has extensive experience in operations and compliance and is comfortable in a regulatory environment.

A strong analytical background, and exemplary organizational and multitasking skills are essential for the role. Compensation is competitive;

based upon candidate experience and includes a discretionary, performance-based bonus.

Responsibilities

• Monitor and interpret SEC regulations, industry standards, and other relevant laws to ensure the company’s compliance, including the review, implementation, and maintenance of relevant policies and procedures
• Oversee and track third party management service in the collection of Code of Ethic attestations / certifications and electronic communication review
• Ensure all investor communications, marketing materials, and disclosures comply with all applicable securities laws
• Work with Chief Compliance Officer to conducts periodic risk assessments, reviews and tests to ensure successful implementation of policies and procedures through surveillance, monitoring, examinations and mock audits
• Coordinate cross-departmentally to prepare and submit regulatory filings, maintain detailed records and reports for regulators and auditors, and prepare documentation for regulatory and mock examinations
• Deliver ongoing training programs and provide guidance on compliance matters, establishing internal controls to prevent and detect compliance violations, while fostering a culture of compliance across the organization
• Investigate and resolve compliance-related incidents, reporting significant issues and remediation efforts to the CCO and senior management

Desired Skills & Experience

• Minimum of 2 years of compliance experience, preferably in private equity, hedge funds or other corporate law
• Bachelor’s degree required; Finance, Human Resources, Business, Compliance or Operations focus preferred
• Comprehension and effective communication of complex concepts
• Excellent written and oral communication skills
• Strong work ethic with the ability to multitask, prioritize, and demonstrate initiative in a fast-paced environment
• Ability to demonstrate independent judgment and discretion with little direct supervision

Company Description

BridgeInvest is a Miami-based real estate investment firm that operates a series of discretionary private equity funds focused on transitional credit solutions as well as opportunistic investments across the capital stack.

The firm specializes in structuring loans for mid-market transactions in need of special situation or creative financing solutions.

With over $1.7 billion of investments to date, BridgeInvest is one of the leading capital providers in the Southeast U.S.

We offer a collegial work environment with an entrepreneurial team and flat organization structure that promotes growth and long-term retention.